Watch our webcast on demand for a panel discussion on how research and compliance teams are using AI to manage material non-public information (MNPI) risks, off-channel communications, and audit readiness. Hear real-world insights from practitioners and ACA experts as they share their experiences and lessons learned from integrating AI into their workflows.
The session also includes a live demo of ACA’s Research Compliance Solutions platform, powered by Encore AI, showcasing how it captures research conversations, detects risk in real time, and applies firm-specific policies to deliver the oversight teams need to stay ahead.
Whether you’re refining your oversight strategy or exploring AI-powered tools, this webcast will deliver a clear view of how firms are future-proofing their operations.
Discussion Topics IncludedÂ
- Using AI to help research and compliance teams manage MNPI and off-channel risks
- Driving efficiency, oversight, and audit readiness through AI
- Integrating AI into daily workflows: lessons learned
- Applying ACA’s platform in practice: client stories and takeaways
- Ensuring explainability and transparency of AI decisions for regulators and investors
Speakers
- Scott DePetris, Senior Managing Director, ACA Group
- Aaron Keller, Partner, CFO, COO, CCO, Electron Capital Partners LLC
- Brendan Kelleher, Chief Compliance Officer, SoftBank
- Jeff Lamanna, Deputy Chief Compliance Officer, B Capital
- Art Murphy, Sr. Director, Specialty Sales, ACA Group