SEC Examination Priorities and Focus Areas for 2020

On January 7, 2020, the U.S. Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) announced its examination priorities for 2020. The priorities continue to focus on protecting retail investors and assessing ongoing and emerging market-wide risks.

Please join ACA's Carlo di Florio, Partner, Global Chief Services Officer, Leigh Emery, Senior Principal Consultant, and Mark Lawler, Senior Principal Consultant, for a complimentary webcast discussion about the SEC’s 2020 examination priorities and what they may mean for you.