Changes to the Securities and Futures Commission (SFC) Fund Manager Code of Conduct will be implemented on 18 November, 2018, affecting any firm licensed to carry out asset management regulated activity in Hong Kong. ACA hosts a panel discussion examining key challenges and considerations ahead of the regulation coming into force.
Discussion topics will include:
Pertinent challenges as the regulation looms closer
Critical priorities to achieve and processes to put in place before implementation day
Pitfalls for firms to watch out for
Key consideration for firms preparing for FMCC impact day
Panellists include:
Christopher Bland, Director at UBS
Jeremy Lam, Partner at Deacons
Michael Langton, Head of Sales and Marketing at Linedata QRMO
Phillip Meyer, General Counsel and Chief Operating Officer at Oasis Management Co. Ltd