The U.S. Department of Justice (DOJ) has issued new rules restricting access of sensitive personal and government-related data to designated countries of concern. While financial services firms can leverage certain exemptions, a deeper look reveals that certain business activities and vendor relationships could still trigger compliance obligations.
Join us on Friday, July 25, 2025, at 12 p.m. EDT for a practical break down of these new requirements. Learn how they could impact your firm, and what steps you should take to stay compliant.
Discussion Topics will Include:
- A clear overview of the DOJ’s new data-access regulations
- What qualifies as a “covered data transaction”
- What exemptions are most relevant for financial firms
- Why financial firms may still fall within the scope
- Key compliance questions your firm should be asking now
- Practical steps to assess exposure and mitigate risk
Speakers:
- Roseanne Harford, Director of Thought Leadership, ACA Group
- Clayton Northouse, Partner, Latham & Watkins
- Max Mazzelli, Counsel, Latham & Watkins
- Catherine Hein, Counsel, Latham & Watkins
Who Should Attend?
This webcast is for compliance professionals at investment advisers, investment companies, and broker-dealers of all sizes.
All webcasts are recorded and will be sent to registrants following the live broadcast.