Learn how technology can help you streamline the Best Execution review process and meet regulatory requirements.
This webcast will break down the restricted activities and limitations to preferential treatment established by the SEC's Private Fund Reform Rule.
Join us for part four of our live webcast series about creating a best-in-class compliance program.
This webcast will dig in to the new requirements for quarterly investor reporting, how it impacts firms, and provide actionable steps for compliance with these new requirements.
Join us for a virtual panel discussion with experts from Dechert, Deem Global and ACA as they examine possibilities and routes to market.
Join us for part three of our webcast series about creating a best-in-class compliance program. In this session, we focus on the implementation process and monitoring of compliance policies and procedures.
Explore the value of engaging a third-party service provider, and how it can help investment firms overcome challenges and thrive in an ever-evolving investment landscape.
Join us as we uncover what the new Private Funds Reform Rule means for firms and provide actionable steps to prepare for its pending compliance date.
Join us for a discussion on what a programmatic approach to cybersecurity oversight is, the benefits to this approach, and how ACA can help you adopt it.
Join us for part two of our webcast series about creating a best-in-class compliance program. In this session, we focus on the formalization process.