This course is specifically designed to assist Senior Management in meeting their statutory and regulatory obligations.
Join us for an exciting update on new features and enhancements added to ComplianceAlpha in the first half of this year, as well as a sneak peak of what is on the horizon.
The regulator is clear, you and your team must review your competence and training needs regularly. This course is designed specifically to assist all staff in meeting and staying up to date with their statutory and regulatory obligations.
We will discuss how the 2022 SEC Examination Priorities, Risk Alerts and new proposed rules may impact your firm and your compliance program.
We will discuss how the 2022 SEC Examination Priorities, Risk Alerts and new proposed rules may impact your firm and your compliance program.
We will discuss how the 2022 SEC Examination Priorities, Risk Alerts and new proposed rules may impact your firm and your compliance program.
We will discuss how the 2022 SEC Examination Priorities, Risk Alerts and new proposed rules may impact your firm and your compliance program.
Join us for three days of carefully curated sessions covering diverse topics in compliance, performance, cybersecurity, ESG (Environmental Social Governance), and regulatory technology.
Join us for three days of carefully curated sessions covering diverse topics in compliance, performance, cybersecurity, ESG (Environmental Social Governance), and regulatory technology.
Join us for three days of carefully curated sessions covering diverse topics in compliance, performance, cybersecurity, ESG (Environmental Social Governance), and regulatory technology.