WHO WE SERVE

Empowering Financial Services Firms with GRC

ACA Group offers tailored governance, risk, and compliance solutions for a diverse range of financial services industries. We provide specialized services designed to meet the regulatory requirements and operational challenges of each industry.

Here to Serve You

Asset Managers and Investment Advisers

Serving asset managers of all types and sizes with varied governance, risk, and compliance needs. 

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Broker-Dealers

Offering sound compliance and supervisory programs that address FINRA and SEC regulations.

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Hedge Funds

Supporting hedge fund managers globally with diverse investment strategies and business operations.

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Investment Companies

Including business development companies, ETFs, interval, and tender offer funds.

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Private Markets

Including private equity, private credit, real estate, venture capital, infrastructure funds, and portfolio companies.

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Wealth Managers

Supporting wealth management firms of all sizes and needs.

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Why Partner With ACA?

Partnering with ACA Group means accessing unparalleled expertise, tailored managed compliance services, and cutting-edge technology for your financial services firm's needs.

Our team of former regulators, compliance professionals, and technology experts brings a wealth of knowledge and experience to every engagement. We work closely with your firm to develop and implement effective programs that mitigate risk and enhance operational efficiency.

By partnering with us, your financial services firm gains a trusted partner who understands the complexities of your industry and is committed to helping you achieve compliance excellence and operational success.

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Client Perspectives

As our efforts with ACA progressed, we’ve been able to talk more with our investors and partners about what we’re doing at the portfolio company level and explain how we’re driving best practices in this area.

Steve Cherington, Head of Operations, Ara Partners

FAQs

Industries

ACA Group provides governance, risk, and compliance (GRC) solutions to a broad spectrum of financial services firms across all stages of growth, from launch to scale to protection. Our clients include:

We also collaborate with affiliated partners such as:

  • Prime brokers
  • Legal firms (including company secretarial and board governance support)
  • Accounting and tax firms
  • IT managed service providers

ACA offers tailored compliance programs, regulatory guidance, managed services, and technology solutions to help asset managers and advisers meet SEC, CFTC, NFA, FINRA, FCA, DFSA, FSRA, and other global regulatory requirements while improving operational efficiency.

ACA provides broker-dealers with robust supervisory systems, FINRA and SEC compliance support, trade surveillance, and employee compliance tools to manage regulatory obligations effectively.

ACA supports hedge funds with customized compliance programs, risk assessments, cybersecurity solutions, and performance reporting tools to meet global investor and regulatory expectations.

ACA delivers end-to-end compliance, ESG, and RegTech solutions for private equity, private credit, real estate, and venture capital firms, including portfolio company oversight and regulatory readiness.

ACA combines deep regulatory expertise, innovative technology, and scalable managed services to deliver comprehensive GRC solutions tailored to each client’s industry and operational needs.

Absolutely. ACA’s platforms are designed to be flexible and scalable, supporting firms of all sizes with configurable modules for compliance monitoring, trade surveillance, employee tracking, and more.

You can book a consultation directly through the ACA website to discuss your firm’s specific needs and explore tailored compliance solutions.

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