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Industries
Asset Managers and Investment Advisers
Serving asset managers of all types and sizes with varied governance, risk, and compliance needs.
Broker-Dealers and Securities Brokers
Offering sound compliance and supervisory programs that address FINRA and SEC regulations.
Hedge Funds
Supporting hedge fund managers globally with diverse investment strategies and business operations.
Investment Companies
Including business development companies, ETFs, interval, and tender offer funds.
Private Markets
Including private equity, private credit, real estate, venture capital, infrastructure funds, and portfolio companies.
Wealth Managers
Supporting wealth management firms of all sizes and needs.
Advisory
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Advisory
Compliance Advisory
Strengthen your compliance program with our global team of professionals.
Cybersecurity and Risk Advisory
Protect your firm with ACA Aponix® cybersecurity and technology risk.
Distribution Solutions
Facilitate compliant distribution with ACA Foreside’s legal underwriting solutions.
ESG
Promote responsible investing practices while minimizing regulatory risks.
AML Risk Management
Address financial crimes-related threats with our team of former regulators and auditors.
Investment Performance
Streamline and simplify your investment performance calculations.
Regulatory Hosting
Get to market faster with ACA Mirabella’s investment management platform for UK based hedge fund managers.
Compliance Training Services
Equip your team to navigate evolving regulatory changes.
Managed Services
Technology
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Technology
Compliance Oversight
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Compliance Management
Digitize risk monitoring, policy management and compliance activity tracking, integrated with a library of compliance content written and updated by ACA’s experts.
Marketing and Financial Promotion Reviews
Automate and increase the efficiency for review and approval of your firm’s sales, marketing and promotional materials.
eLearning and Education
Simplify and centralize employee training requirements, tracking, and administration using our web-based training modules and third-party content.
AML and Sanction Checks
Mitigate regulatory risks, keep pace with industry best practices and support AML programs.
Cybersecurity and Risk Technology
Safeguard your firm and satisfy investor and regulatory demands.
Surveillance and Monitoring
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eComms, Capture, Archive, and Surveillance
Address the broad spectrum of eComms risks from channel capture to books and records archiving to ongoing surveillance.
Employee Compliance
Manage employee certifications, day-to-day personal trading activity, and track of potential conflicts such as gifts and entertainment, political contributions, and more.
Market Abuse Surveillance
Proactively identify issues and demonstrate a strong and defensible, compliance trade surveillance program using our intelligent, risk-based outlier detection algorithms.
Transaction Cost Analysis
Analyze trading performance, manage execution costs, and support best execution compliance with advanced trading analytics.
Control Room Compliance
Enter and track data while maintaining complete control over which users have access to your sensitive data.
Portfolio Oversight and Monitoring
Safeguard and enhance your investments from Cybersecurity and ESG risks with ACA Vantage.
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Log4Shell Vulnerability: What We Know and Action Steps to Take
December 15, 2021
Cyber Alert
Cybersecurity
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Cybersecurity Resources
Industries
Menu Toggle
Industries
Asset Managers and Investment Advisers
Serving asset managers of all types and sizes with varied governance, risk, and compliance needs.
Broker-Dealers and Securities Brokers
Offering sound compliance and supervisory programs that address FINRA and SEC regulations.
Hedge Funds
Supporting hedge fund managers globally with diverse investment strategies and business operations.
Investment Companies
Including business development companies, ETFs, interval, and tender offer funds.
Private Markets
Including private equity, private credit, real estate, venture capital, infrastructure funds, and portfolio companies.
Wealth Managers
Supporting wealth management firms of all sizes and needs.
Advisory
Menu Toggle
Advisory
Compliance Advisory
Strengthen your compliance program with our global team of professionals.
Cybersecurity and Risk Advisory
Protect your firm with ACA Aponix® cybersecurity and technology risk.
Distribution Solutions
Facilitate compliant distribution with ACA Foreside’s legal underwriting solutions.
ESG
Promote responsible investing practices while minimizing regulatory risks.
AML Risk Management
Address financial crimes-related threats with our team of former regulators and auditors.
Investment Performance
Streamline and simplify your investment performance calculations.
Regulatory Hosting
Get to market faster with ACA Mirabella’s investment management platform for UK based hedge fund managers.
Compliance Training Services
Equip your team to navigate evolving regulatory changes.
Managed Services
Technology
Menu Toggle
Technology
Compliance Oversight
Menu Toggle
Compliance Management
Digitize risk monitoring, policy management and compliance activity tracking, integrated with a library of compliance content written and updated by ACA’s experts.
Marketing and Financial Promotion Reviews
Automate and increase the efficiency for review and approval of your firm’s sales, marketing and promotional materials.
eLearning and Education
Simplify and centralize employee training requirements, tracking, and administration using our web-based training modules and third-party content.
AML and Sanction Checks
Mitigate regulatory risks, keep pace with industry best practices and support AML programs.
Cybersecurity and Risk Technology
Safeguard your firm and satisfy investor and regulatory demands.
Surveillance and Monitoring
Menu Toggle
eComms, Capture, Archive, and Surveillance
Address the broad spectrum of eComms risks from channel capture to books and records archiving to ongoing surveillance.
Employee Compliance
Manage employee certifications, day-to-day personal trading activity, and track of potential conflicts such as gifts and entertainment, political contributions, and more.
Market Abuse Surveillance
Proactively identify issues and demonstrate a strong and defensible, compliance trade surveillance program using our intelligent, risk-based outlier detection algorithms.
Transaction Cost Analysis
Analyze trading performance, manage execution costs, and support best execution compliance with advanced trading analytics.
Control Room Compliance
Enter and track data while maintaining complete control over which users have access to your sensitive data.
Portfolio Oversight and Monitoring
Safeguard and enhance your investments from Cybersecurity and ESG risks with ACA Vantage.
Menu Toggle
Resources
Menu Toggle
Webcasts and Events
Industry Insights
News and Announcements
Company
Menu Toggle
About Us
Careers
Leadership
Experts
Partnerships
Contact
Contact
Industries
Menu Toggle
Industries
Asset Managers and Investment Advisers
Serving asset managers of all types and sizes with varied governance, risk, and compliance needs.
Broker-Dealers and Securities Brokers
Offering sound compliance and supervisory programs that address FINRA and SEC regulations.
Hedge Funds
Supporting hedge fund managers globally with diverse investment strategies and business operations.
Investment Companies
Including business development companies, ETFs, interval, and tender offer funds.
Private Markets
Including private equity, private credit, real estate, venture capital, infrastructure funds, and portfolio companies.
Wealth Managers
Supporting wealth management firms of all sizes and needs.
Advisory
Menu Toggle
Advisory
Compliance Advisory
Strengthen your compliance program with our global team of professionals.
Cybersecurity and Risk Advisory
Protect your firm with ACA Aponix® cybersecurity and technology risk.
Distribution Solutions
Facilitate compliant distribution with ACA Foreside’s legal underwriting solutions.
ESG
Promote responsible investing practices while minimizing regulatory risks.
AML Risk Management
Address financial crimes-related threats with our team of former regulators and auditors.
Investment Performance
Streamline and simplify your investment performance calculations.
Regulatory Hosting
Get to market faster with ACA Mirabella’s investment management platform for UK based hedge fund managers.
Compliance Training Services
Equip your team to navigate evolving regulatory changes.
Managed Services
Technology
Menu Toggle
Technology
Compliance Oversight
Menu Toggle
Compliance Management
Digitize risk monitoring, policy management and compliance activity tracking, integrated with a library of compliance content written and updated by ACA’s experts.
Marketing and Financial Promotion Reviews
Automate and increase the efficiency for review and approval of your firm’s sales, marketing and promotional materials.
eLearning and Education
Simplify and centralize employee training requirements, tracking, and administration using our web-based training modules and third-party content.
AML and Sanction Checks
Mitigate regulatory risks, keep pace with industry best practices and support AML programs.
Cybersecurity and Risk Technology
Safeguard your firm and satisfy investor and regulatory demands.
Surveillance and Monitoring
Menu Toggle
eComms, Capture, Archive, and Surveillance
Address the broad spectrum of eComms risks from channel capture to books and records archiving to ongoing surveillance.
Employee Compliance
Manage employee certifications, day-to-day personal trading activity, and track of potential conflicts such as gifts and entertainment, political contributions, and more.
Market Abuse Surveillance
Proactively identify issues and demonstrate a strong and defensible, compliance trade surveillance program using our intelligent, risk-based outlier detection algorithms.
Transaction Cost Analysis
Analyze trading performance, manage execution costs, and support best execution compliance with advanced trading analytics.
Control Room Compliance
Enter and track data while maintaining complete control over which users have access to your sensitive data.
Portfolio Oversight and Monitoring
Safeguard and enhance your investments from Cybersecurity and ESG risks with ACA Vantage.
Menu Toggle
Resources
Menu Toggle
Webcasts and Events
Industry Insights
News and Announcements
Company
Menu Toggle
About Us
Careers
Leadership
Experts
Partnerships
