Brexit Insights and Alerts
Following the departure of the United Kingdom from the European Union, you may have to adapt your business models and regulatory registration arrangements to continue to operate within the UK.
As the post-Brexit landscape continues to evolve, it's key that you keep up to speed with latest developments. Here we capture our Brexit news and alerts.
Essential Guide to AIFMD Marketing After Brexit
Brexit insights and alerts
Navigating Evolving Risks on the Regulatory Horizon
Regulatory change, COVID-19 fallout, and a rapidly mutating ecosystem of risks make this a challenging year for financial services firms. In our complimentary whitepaper, we examine the future of risk and compliance and how firms must respond to rapidly evolving circumstances.
- Trade & Transaction
- Compliance
- ESG
- Managed Services
- Regulatory Deadlines
- Regulatory Technology
- ComplianceAlpha
- FCA
- SEC
- Cybersecurity
- RiskMutation
- Brexit
- COVID-19
- GIPS Standards
- Mirabella
2021 Regulatory Reminders and Upcoming Deadlines for European firms
A summary of key tasks for compliance teams with a European presence, along with a summary of FCA’s priorities during 2021, our analysis of key regulatory developments and an outline of longer-term trends.
- Compliance
- Brexit
- Cybersecurity
- Regulatory Technology
- Mirabella
- ESG
Operating in the UK Post-Brexit - A Guide for EEA Firms
The Brexit transition means in excess of 1,500 global firms need to adapt their business models and regulatory registration arrangements to continue operating within the UK. We outline details of the UK transitional regimes, the FCA’s expectations of international firms operating in the UK and the FCA authorisation process.
- Compliance
- Brexit
Brexit: The Final Countdown - A Checklist for UK Investment Managers
With just days to go to the end of the transition period for the UK’s departure from the EU, we’ve developed a checklist of key considerations and activities that UK investment managers need to prepare.
- Compliance
- Brexit
FCA Confirms Details of the UK’s Post-Brexit Short-Selling Regime
The FCA recently published details for reporting net short positions in relevant UK shares and sovereign debt from 1 January 2021. We examine how the on-shored regime for short selling will operate in the UK firms once the Brexit transition period ends.
- Compliance
- FCA
- Brexit