Brexit Insights and Alerts

Following the departure of the United Kingdom from the European Union, you may have to adapt your business models and regulatory registration arrangements to continue to operate within the UK.

As the post-Brexit landscape continues to evolve, it's key that you keep up to speed with latest developments. Here we capture our Brexit news and alerts.

EU and UK Flags
Complimentary Whitepaper

Brexit: What's next for Financial Services

The lack of substantive rules addressing financial services in the EU-UK Trade and Cooperation Agreement creates some confusion and challenges for firms.

Our free whitepaper examines a range of scenarios for how firms with a UK- and/or EEA-based presence might structure their business in a post-Brexit world.

Essential Guide to AIFMD Marketing After Brexit

This guide outlines the permutations for AIFMs, AIFs, and prospective investors wishing to market their funds post-Brexit.

Brexit insights and alerts

EU and UK Flags

EEA Firms Applying for Full Authorisation Under the TPR: Challenges and Potential Pitfalls

August 12, 2021

The FCA are now contacting firms about their Brexit landing slots, sometimes at very short notice. It’s vital that they start planning now as putting together a good FCA application is not straightforward and likely to take longer than the three-month window. We examine what this means for impacted firms.

Compliance Alert
  • Brexit
London at night

FCA Clears the Way for Potentially Greater UK SPAC Issuance

August 05, 2021

With a growing European SPACs market and the UK's goal to make London more attractive to compete with other markets around the world, we outline key considerations for firms ahead of new SPACs listing rules coming into force on 10 August in the UK

Compliance Alert
  • Compliance
  • Brexit
  • Managed Services
London at night

FCA Business Plan 2021/2: A New Era in Financial Services Regulation in the UK?

July 29, 2021

The FCA’s Business Plan for 2021/22 is now live, reflecting a major shift in policy objectives and a top to bottom review of the FCA’s own objectives and priorities. We outline the key changes and challenges identified, and what they mean for firms.

Compliance Alert
  • Compliance
  • ESG
  • FCA
  • Managed Services
  • Brexit
  • Mirabella
brexit 2

Post-Brexit FAQs - FCA Authorisation and Compliance for EEA Firms in the TPR

July 21, 2021

The FCA is now offering firms that signed up to the Temporary Permissions Regime a “landing slot” to apply for full authorisation. Firms that miss their slot risk losing their temporary permissions completely. Read our FAQ's to learn more about your requirements.

Compliance Alert
  • Brexit
  • FCA
  • Compliance
Roads and roundabouts

EU Cross Border Fund Distribution Directive and Regulation - Raises More Questions than it Answers?

July 15, 2021

Marketing rules have traditionally taken a jurisdictional rather than EU wide harmonious approach. With new cross border distribution rules coming into play on 2 August 2021, we examine the impact on AIFs and UCITS funds.

Compliance Alert
  • Compliance
  • ComplianceAlpha
  • Brexit
EU and UK Flags

Brexit: EMIR Reporting - Getting the Right Repository

June 29, 2021

Brexit is another in a long line of moving goalposts that requires firms to revisit their EMIR reporting arrangements. Are you confident your reports are being submitted correctly? Download our guidance to learn more.

Compliance Alert
  • Compliance
  • Brexit
  • Trade & Transaction
  • FCA