Brexit Insights and Alerts

Following the departure of the United Kingdom from the European Union, you may have to adapt your business models and regulatory registration arrangements to continue to operate within the UK.

As the post-Brexit landscape continues to evolve, it's key that you keep up to speed with latest developments. Here we capture our Brexit news and alerts.

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Complimentary Whitepaper

Brexit: What's next for Financial Services

The lack of substantive rules addressing financial services in the EU-UK Trade and Cooperation Agreement creates some confusion and challenges for firms.

Our free whitepaper examines a range of scenarios for how firms with a UK- and/or EEA-based presence might structure their business in a post-Brexit world.

Essential Guide to AIFMD Marketing After Brexit

This guide outlines the permutations for AIFMs, AIFs, and prospective investors wishing to market their funds post-Brexit.

Brexit insights and alerts

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FCA Business Plan 2021/2: A New Era in Financial Services Regulation in the UK?

July 29, 2021

The FCA’s Business Plan for 2021/22 is now live, reflecting a major shift in policy objectives and a top to bottom review of the FCA’s own objectives and priorities. We outline the key changes and challenges identified, and what they mean for firms.

Compliance Alert
  • Compliance
  • ESG
  • FCA
  • Managed Services
  • Brexit
  • Mirabella
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Post-Brexit FAQs - FCA Authorisation and Compliance for EEA Firms in the TPR

July 21, 2021

The FCA is now offering firms that signed up to the Temporary Permissions Regime a “landing slot” to apply for full authorisation. Firms that miss their slot risk losing their temporary permissions completely. Read our FAQ's to learn more about your requirements.

Compliance Alert
  • Brexit
  • FCA
  • Compliance
Roads and roundabouts

EU Cross Border Fund Distribution Directive and Regulation - Raises More Questions than it Answers?

July 15, 2021

Marketing rules have traditionally taken a jurisdictional rather than EU wide harmonious approach. With new cross border distribution rules coming into play on 2 August 2021, we examine the impact on AIFs and UCITS funds.

Compliance Alert
  • Compliance
  • ComplianceAlpha
  • Brexit
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Brexit: EMIR Reporting - Getting the Right Repository

June 29, 2021

Brexit is another in a long line of moving goalposts that requires firms to revisit their EMIR reporting arrangements. Are you confident your reports are being submitted correctly? Download our guidance to learn more.

Compliance Alert
  • Compliance
  • Brexit
  • Trade & Transaction
  • FCA
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EEA Firms in the TPR: Have you Received your Landing Slot to Apply for Full Authorisation in the UK?

June 24, 2021

Firms that signed up to the Brexit Temporary Permissions Regime (TPR) will shortly be sent a ‘landing slot' from the FCA to apply for full authorisation in the UK. Learn more about the process, and why this is not as straightforward as it seems.

Compliance Alert
  • Brexit
  • FCA
  • Compliance
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Q&A: Supporting the Evolution of the Industry

June 07, 2021

Following ACA Mirabella’s sixth successive win of the ‘Best Regulatory Hosting’ title at the HFM European Services Awards, Ant Bennett Head of Sales and Client Development for ACA Mirabella recently spoke with HFM about the role that regulatory hosting platforms have played throughout the Covid-19 pandemic, the Brexit effect, the impact of remote working, and what lies ahead for financial services firms.

Article
  • Mirabella
  • Compliance
  • Brexit