Brexit Insights and Alerts

Following the departure of the United Kingdom from the European Union, you may have to adapt your business models and regulatory registration arrangements to continue to operate within the UK.

As the post-Brexit landscape continues to evolve, it's key that you keep up to speed with latest developments. Here we capture our Brexit news and alerts.

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Complimentary Whitepaper

Brexit: What's next for Financial Services

The lack of substantive rules addressing financial services in the EU-UK Trade and Cooperation Agreement creates some confusion and challenges for firms.

Our free whitepaper examines a range of scenarios for how firms with a UK- and/or EEA-based presence might structure their business in a post-Brexit world.

Essential Guide to AIFMD Marketing After Brexit

This guide outlines the permutations for AIFMs, AIFs, and prospective investors wishing to market their funds post-Brexit.

Brexit insights and alerts

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Peer Analysis: Understanding Today’s Compliance Risks and Solutions

May 26, 2021

Find out what financial firms have identified as three of the knottiest issues facing compliance teams this year, the top five compliance areas that could benefit from better technology, and the biggest hurdles to compliance technology adoption in our latest peer analysis infographic.

Article
  • Compliance
  • ComplianceAlpha
  • Brexit
  • Cybersecurity
  • Regulatory Technology
  • Managed Services
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Brexit: What’s Next for Financial Services Firms?

May 19, 2021

The lack of significant Brexit rules currently governing financial services creates some confusion and challenges for firms. We've developed a free to download whitepaper that examines a range of scenarios for how firms with a UK- and EEA-based presence might structure their business in a post-Brexit world

Report
  • Brexit
  • Compliance
  • Mirabella
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Navigating Evolving Risks on the Regulatory Horizon

May 11, 2021

Regulatory change, COVID-19 fallout, and a rapidly mutating ecosystem of risks make this a challenging year for financial services firms. In our complimentary whitepaper, we examine the future of risk and compliance and how firms must respond to rapidly evolving circumstances.

Article
  • Trade & Transaction
  • Compliance
  • ESG
  • Managed Services
  • Regulatory Deadlines
  • Regulatory Technology
  • ComplianceAlpha
  • FCA
  • SEC
  • Cybersecurity
  • RiskMutation
  • Brexit
  • COVID-19
  • GIPS Standards
  • Mirabella
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2021 Regulatory Reminders and Upcoming Deadlines for European firms

February 15, 2021

A summary of key tasks for compliance teams with a European presence, along with a summary of FCA’s priorities during 2021, our analysis of key regulatory developments and an outline of longer-term trends.

Article
  • Compliance
  • Brexit
  • Cybersecurity
  • Regulatory Technology
  • Mirabella
  • ESG
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Operating in the UK Post-Brexit - A Guide for EEA Firms

December 14, 2020

The Brexit transition means in excess of 1,500 global firms need to adapt their business models and regulatory registration arrangements to continue operating within the UK. We outline details of the UK transitional regimes, the FCA’s expectations of international firms operating in the UK and the FCA authorisation process.

Article
  • Compliance
  • Brexit
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Brexit: The Final Countdown - A Checklist for UK Investment Managers

December 10, 2020

With just days to go to the end of the transition period for the UK’s departure from the EU, we’ve developed a checklist of key considerations and activities that UK investment managers need to prepare.

Compliance Alert
  • Compliance
  • Brexit