Unlocking Success: How Managed Investment Performance Services Drive Business Excellence
Join us to discover how our managed performance services have helped firms navigate diverse investment performance challenges and achieve success.
Compliance teams are constantly challenged to keep pace with ever-evolving regulatory compliance news and change while navigating the pressures of geopolitical threats, economic crises, and third-party risks. Uncertain times require a nimble approach to achieve compliance and address business priorities in new ways to enable innovation and growth while minimizing risk.
As the global regulation continues to change, it's key that you keep up to speed with latest developments. Here we capture the latest regulatory compliance trends, industry insights, risk alerts, and events.
We are committed to meeting the needs of our clients. This year, we have made several notable additions to the team to help us to continue to operate at the forefront of the compliance industry. Learn more about our team.
ACA Group Acquires Encore Compliance to Enhance Managed Services Capabilities with AI Technology. Acquisition enhances ACA’s technology solutions to support day-to-day compliance requirements and reduce risk
On July 15, 2024, FINRA published an updated SRO/Jurisdiction Registration Fee Schedule that included a new column indicating which self-regulatory organizations (“SROs”) and jurisdictions recognized Residential Supervisor Locations (“RSLs”).
An automated update released by CrowdStrike overnight had a technical issue that caused Windows devices receiving the update to crash.
Learn practical insights and actionable steps for U.S.-based firms contemplating building a presence in the UK or seeking to market to EU investors without a permanent presence.
We have reason to believe the SEC has begun its targeted examinations of investment advisers to assess their compliance with the T+1 transition.
Join us to discover how our managed performance services have helped firms navigate diverse investment performance challenges and achieve success.
Join our cybersecurity experts as they reveal findings from these unique datasets and provide the benchmarks and analysis PE sponsors need to strengthen their cybersecurity oversight practices.
Join us to learn how OCIO firms are planning to implement the CFA’s new requirements within their firms and in their marketing materials.