Cybersecurity and Risk Insights and Alerts

Cyber risks and threats continue to evolve and firms are under pressure to meet SEC and FCA expectations for operational resilience as well as their own internal and client expectations for cybersecurity and privacy. Stay current on the latest cybersecurity, privacy, and risk threat and regulatory alerts and build your cybersecurity and privacy knowledge with insights from our cybersecurity and technology risk experts. 

ACA Aponix Cybersecurity Checklist

Download and review the following cybersecurity safeguards and evaluate your firm’s cybersecurity program.

Insights and Alerts

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PrintNightmare: Windows Zero-Day Vulnerability Detected

July 01, 2021

A Windows vulnerability was detected that can enable bad actors to potentially take control of an affected system. Find out how to protect your systems.

Cyber Alert
  • Cybersecurity
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SEC Request for Information About SolarWinds Compromise

June 24, 2021

The SEC is conducting outreach to firms who may have been a victim of the SolarWinds breach with a voluntary request to produce information.

Cyber Alert
  • Cybersecurity
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FBI Warns of Criminals Impersonating Advisers and Brokers

June 15, 2021

The FBI has warned of recent criminal activity in which threat actors impersonate investment advisers and brokers online.

Cyber Alert
  • Cybersecurity
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FINRA Warns of Additional Fake Emails

June 10, 2021

The Financial Industry Regulatory Authority (FINRA) has issued an alert warning of reported additional phishing attempts using fake FINRA credentials. Per the notice, an ongoing email phishing campaign has been reported, in which the fake FINRA domain name of "gateway-finra[dot]org" is being used.

Cyber Alert
  • Cybersecurity
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Peer Analysis: Understanding Today’s Compliance Risks and Solutions

May 26, 2021

Find out what financial firms have identified as three of the knottiest issues facing compliance teams this year, the top five compliance areas that could benefit from better technology, and the biggest hurdles to compliance technology adoption in our latest peer analysis infographic.

Article
  • Compliance
  • ComplianceAlpha
  • Brexit
  • Cybersecurity
  • Regulatory Technology
  • Managed Services
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GDPR: Expectations vs. Realities on the Regime’s Third Anniversary

May 25, 2021

The General Data Protection Regulation (GDPR) reached its third-year anniversary on 25 May 2021. Three years after implementation, we speak with Alex Scheinman, Managing Director, ACA Aponix, about the impact of the regulation, how the COVID-19 global pandemic, Brexit and Schrems II influence the regime, and where data privacy rules will head next.

Compliance Alert
  • Compliance
  • Cybersecurity