Joshua Broaded

Head of AI, Advisory Services

Joshua Broaded, CFA, is ACA’s Head of AI, Advisory Services. In this role, he leads the development and integration of AI across ACA’s Advisory business, with a focus on enhancing client outcomes, supporting consultant delivery, and building scalable, technology-enabled solutions grounded in ACA’s regulatory expertise.

Prior to assuming this role, Josh served as the head of ACA’s Regulatory Compliance practice in the United States, where he was responsible for development and oversight of ACA’s regulatory compliance solutions across consulting, managed services, and technology.

Josh launched ACA’s Managed Services practice, which provides services that include electronic communication surveillance, outsourced marketing reviews, AML testing and code of ethics administrative support.

Josh served as an examiner for the Securities and Exchange Commission from 2004 to 2007 and became a CFA Charterholder during that period. He earned his Bachelor of Science in Business Administration from the University of Pittsburgh.

Location

Foster Plaza 6
681 Andersen Drive, Suite 400
Pittsburgh, PA 15220

Regulatory Experience

  • Examiner, U.S. Securities and Exchange Commission

Board Memberships

  • Member, National Society of Compliance Professionals
  • CFA Society of Pittsburgh

Education and Certifications

  • Chartered Financial Analyst, CFA Institute
  • University of Pittsburgh

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