Streamline Regulatory Reporting with Confidence

Specialist services to simplify complex global filings, reduce risk, and ensure accuracy.

The complexity and volume of reporting obligations remain a significant operational burden. ACA’s tech-enabled approach combines expert oversight with automation to help firms meet global regulatory requirements with precision and efficiency.

Our experienced analysts act as an extension of your team, leveraging optimized workflows and third-party technology to aggregate, review, and submit filings with speed and accuracy. This helps to reduce internal strain, improve data accuracy, and deliver peace of mind.

Looking to simplify your regulatory filings? Schedule a consultation today.

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What Do You Need Help With?

Our Managed Services cover a wide range of regulatory filings, tailored to your firm’s jurisdiction, structure, and reporting obligations:

Support for European Market Infrastructure Regulation (EMIR) and Markets in Financial Regulation (MiFIR) reporting reducing risk and easing the burden on internal teams.

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Support for SEC filings including Form ADV, Form 13F, and NPX, Form 13H, Schedule 13G, Form PF, and Blue Sky filings. We also assist with FINRA filings such as Form U4, U5, BD, and BR, and NFA filings including Form CPO-PQR. 

Managed support for FCA and ESMA filings, including: 

  • AIFMD/Annex IV, MiFID, Sustainable Finance Disclosure Regulation (SFDR), and Cross-Border Distribution Framework (CBDF). 

Tailored assistance with Dubai Financial Services Authority (DFSA) and Financial Services Regulatory Authority (FSRA) filings, including Prudential and Non-Prudential reports aligned with local regulatory frameworks. 

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Not Sure Which Solution You Need?

Simply book a call with one of our specialists. They will guide you through the regulatory compliance consulting services available and help you build a plan perfect for your needs.

Human-Led Compliance, Supercharged by Technology

ACA combines expert oversight with automation to deliver accurate, regulator-ready filings faster and with less effort. Our tech-enabled approach improves data quality, reduces manual work, and helps you stay ahead of evolving requirements.

Why ACA?

ACA helps firms meet global reporting obligations—across both regulatory filings and transaction reporting—with less internal strain. Our Managed Services combine deep regulatory expertise, operational precision, and purpose-built technology to deliver accurate, timely, and regulator-ready submissions. 

Reduce Internal Burden

Offload recurring filings and data-heavy tasks to a dedicated team that integrates with your systems and workflows 

Improve Consistency and Execution

Structured processes and peer reviews help enhance the quality of your reporting—supporting both regulatory and investor expectations.

Stay Aligned with Regulatory Changes

We monitor evolving requirements across the U.S., UK, EU, UAE, and beyond—so your reporting stays current, even as rules shift.

Let’s lighten the lift on your compliance team. Talk to us about how our Managed services can support your firm.  

FAQs

Reporting and Filing

Reporting obligations are complex, time-sensitive, and high-stakes. Outsourcing to ACA gives you access to regulatory specialists who manage the end-to-end process, reducing internal workload, improving data accuracy, and helping you avoid costly errors or late submissions. 

You gain scalable support, access to regulatory expertise, and streamlined workflows. Our team helps ensure your filings are accurate, complete, and aligned with jurisdiction-specific requirements. We also continuously monitor regulatory changes that may impact your reporting obligations, helping your firm stay compliant and ahead of emerging requirements. Freeing up your internal teams to focus on higher-value work. 

If your team is stretched, facing recurring filing errors, or preparing for regulatory change, managed services can provide the structure, oversight, and assurance you need to stay compliant and reduce operational risk. 

Outsourcing is permitted by global regulators, provided firms maintain oversight and accountability. ACA ensures filings meet jurisdictional requirements and are supported by audit-ready documentation and peer-reviewed processes. 

We operate as an extension of your compliance or operations function—aligning with your internal workflows, using your systems where preferred, and providing clear communication and documentation throughout the process. 

We tailor our services to your firm’s size, structure, and regulatory footprint. Whether you need support with EMIR, Form PF, Annex IV, or DFSA filings, we’ll scope a solution that fits your needs and risk profile. 

Yes. Our team actively monitors regulatory developments across the U.S., UK, EU, and UAE, and adjusts your reporting approach to stay aligned with evolving expectations. 

We support a wide range of financial services firms, including asset managers, private fund managers, wealth managers, and broker-dealers—ranging from start-ups to global institutions. 

Our services are typically engaged by Chief Compliance Officers, Heads of Operations, General Counsels, and other senior compliance or risk professionals. 

We move quickly to assess your needs, align resources, and begin onboarding. Many services can be operational within days, with full implementation typically completed within a few weeks. 

Absolutely. We support filings across the U.S. (SEC, CFTC, NFA), UK and EU (FCA, ESMA, EBA), and UAE (DFSA, FSRA), and tailor our approach to your firm’s specific obligations. 

Yes. ACA can integrate with your existing compliance technology or work within your current systems. We also offer access to ACA’s proprietary platforms, such as ComplianceAlpha®, for enhanced efficiency, analytics, and oversight.

Contact us to start the conversation. We’ll work with you to understand your needs and recommend a tailored solution that fits your firm’s structure, regulatory obligations, and growth plans. 

ACA leverages automation, smart workflows, and proprietary tools to reduce manual effort, improve data quality, and accelerate turnaround times.

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