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Surveillance and Monitoring Support That Keeps Your Firm Ahead

Expert-led services to help your firm detect risk, monitor conduct, and reduce internal burden.

ACA’s Managed Services team gives your firm the power to focus on what matters most—making informed decisions, responding to real risk, and staying ahead of regulatory expectations. Our experts act as an extension of your compliance team, combining hands-on support with smart technology to uncover hidden risks, reduce false positives, and lighten the load on your internal resources.

Looking to strengthen oversight without stretching your team? Schedule a consultation.

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What Do You Need Help With?

Our Managed Services solution is designed to give your firm greater control, better visibility, and stronger coverage across your highest-risk areas:

Research Compliance Solutions

Lean on a dedicated team, supported by AI, to chaperone expert calls, analyze transcripts, and flag potential material non-public information (MNPI) risks—helping your firm conduct compliant and high-quality research.

eComms, Capture, Archive, and Surveillance

Leverage experienced analysts to review communications across platforms like email, Teams, Zoom, and WhatsApp. ACA escalates messages that appear to warrant further review in multiple risk areas including sharing of material non-public information (MNPI), off-channel communications, information security, and personal email usage for business.

Employee Compliance Monitoring Support

Engage a specialized team to oversee personal trading, certifications, and disclosures. We help manage your Code of Ethics program with expert review and workflow support, reducing your internal workload while strengthening compliance.

Social Media and Online Presence Reviews

Utilize expert reviewers to monitor public-facing online activity of personal accounts and identify reputational or regulatory risks before they escalate.

Not sure which solution you need?

Simply book a call with one of our specialists. They will guide you through the regulatory compliance consulting services available and help you build a plan perfect for your needs.

Human-Led Compliance, Supercharged by Technology

Our Managed Services team brings tech-enabled expertise to your compliance program—whether supporting your current systems, working within ComplianceAlpha^®, or bridging the gap between them. However you engage with us, our RegTech-powered solutions are designed to enhance oversight without added burden.

Explore our RegTech solutions to find the right fit for your team

Why ACA?

ACA helps compliance teams get more done with less strain. Our Managed Services combine deep regulatory experience, operational know-how, and integrated technology to support execution without sacrificing control.

Reduce Internal Burden

Rely on a team that works within your systems to take on time-consuming tasks and free up internal capacity.

Improve Consistency and Execution

Bring structure and follow-through to core compliance activities with support that aligns to your program.

Stay Ahead of Regulatory Demands

Tap into a team that monitors changing rules and expectations, so your program stays responsive and up to date.

Let’s lighten the lift on your compliance team. Talk to us about how our managed services can support your firm.

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