AML KYC/CIP Compliance Software

Implement effective AML compliance solutions with our ComplianceAlpha® RegTech platform

  1. ComplianceAlpha RegTech Solutions
  2. AML KYC/CIP Compliance Software

Does your AML program meet industry best practices and comply with applicable laws and regulations?

Compliance teams are tasked with meeting requirements under various Know Your Customer (KYC) and Customer Identification Program (CIP) regulations, or they can face significant fines. In 2019 alone, there were over $8B AML compliance fines globally, and penalties have continued to trend upward since 2015.

Our AML KYC/CIP compliance software solution can help your firm keep pace with industry best practices and satisfy inquiries from prospective investors.

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Key features

Integrated technology, consulting, and managed services

Our AML KYC/CIP compliance software offering is designed to assist your firm in developing and implementing effective AML practices that meet industry best practices and comply with applicable laws and regulations. Our solution combines our ComplianceAlpha® regulatory technology powered by ComplyAdvantage with our managed services to help your firm meet its data screening, ongoing monitoring, remediation, and reporting needs.

Full-service, single-vendor offering

Our solution is a full-service, single-vendor offering that is provided and supported by our team of experienced technologists and compliance professionals, which includes Certified Anti-Money Laundering Specialist (CAMS) consultants.

AML KYC/CIP regulatory support

Our solution applies industry practices in accordance with Section 326 of the USA PATRIOT Act’s Customer Identification Program (CIP) requirements and the European Union’s 5th Money Laundering Directive (MLD5), as well as the mandates of the Office of Foreign Asset Control (OFAC), Financial Crimes and Enforcement Network (FinCEN), Financial Industry Regulatory Authority (FINRA), Securities and Exchange Commission (SEC), and Bank Secrecy Act (BSA). Additionally, our CIP reviews are in accordance with Cayman Islands Monetary Authority (CIMA) Anti-Money Laundering Regulations.

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About our AML KYC/CIP technology

ComplianceAlpha’s award-winning AML KYC/CIP compliance software functionality is powered by ComplyAdvantage’s industry-leading artificial intelligence (AI)-driven financial crime risk data and detection technology. Through ComplianceAlpha, firms can benefit from automated, ongoing monitoring of more than 100 sanctions and watchlists, 1200 warning and fitness and probity lists, politically exposed persons (PEPs), and more than 300 adverse media sources, as well as advanced name matching algorithms for both individuals and entities.

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Upcoming events

Navigating FINRA's New Branch Office Inspection Rules

Join us on Monday, December 16, 2024, at 11am ET when we will share practical insights into preparing for residential office classifications and planning remote and onsite inspections in 2025.

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