Trade Surveillance and Market Abuse Detection Software
Optimize firm-wide surveillance testing from our ComplianceAlpha® RegTech platform
Regulators are using sophisticated technology to identify potential insider trading, market abuse, and other misconduct, resulting in record-breaking fines and enforcement. Our Market Abuse Surveillance Solution (formerly Decryptex®) provides automated, in-depth trade surveillance to help your firm identify potential misconduct and insider trading risk. Watch our video to learn more.
Featured RegTech insights
Key Takeaways from 1LoD’s Trade Surveillance Deep Dive Report 2021
Industry analyst 1LoD recently hosted a two-day Deep Dive on the future of trade surveillance. Attendees were from all over the globe and represented financial institutions (78%), technology firms (19%), and regulators (2%). ACA’s Michael Lehman, Partner and product manager for ACA’s Market Abuse Surveillance technology in ComplianceAlpha®, spoke at the event.
- RegTech
- Trade Surveillance
Revisiting Best Practices for Trade and Market Abuse Surveillance (Downloadable Checklist)
We examine recent regulatory events around trade surveillance and market abuse and provide best practices that can be applied to your firm’s surveillance program.
- RegTech
- COVID-19
- Trade Surveillance
OCIE Risk Alert Highlights Private Fund Adviser Deficiencies Related to Conflicts of Interest, Fees and Expenses, and MNPI / Code of Ethics
OCIE’s latest Risk Alert details observations from examinations of private equity funds and hedge funds.
- Compliance
News
New SEC Marketing Rule Master Class Podcast Released
We are pleased to announce the release of our new master class series on the SEC’s Marketing Rule! Sponsored by the NSCP and ACA Group and developed by Patrick Hayes, host of the Compliance In Context Podcast, and Carlo di Florio, ACA Group’s Global Advisory Leader.
ACA Group Selected as an AIFinTech100 Company for 2022
ACA Group has been named one of the 100 most innovative AIFinTech companies in the financial industry by FinTech Global.
2022 Investment Management Compliance Testing Survey Results Released
For the second year in a row, implementing the SEC’s Marketing Rule for Investment Advisers remains the number one worry for investment adviser compliance officers, according to the 2022 Investment Management Compliance Testing Survey.