Trade Surveillance & Market Abuse Solutions

  1. ComplianceAlpha RegTech Solutions
  2. Trade Surveillance & Market Abuse Solutions

Regulators use sophisticated technology to identify potential insider trading, market abuse, and other misconduct, resulting in record-breaking fines and enforcement. Our Market Abuse Surveillance Solution (formerly Decryptex®) provides automated, in-depth trade surveillance to help your firm identify potential misconduct and insider trading risk. Watch our trade surveillance software provider video to learn more.

Connect With Us


Connect With Us


ACA market abuse surveillance solution screen

Optimize firm-wide surveillance testing from our ComplianceAlpha® RegTech platform

Key features

Stay ahead of conduct risk with our market abuse software while reducing false positives and improving outcomes. We offer a range of trade surveillance systems, support, and managed services packages to help your risk and compliance teams optimize firm-wide trade surveillance testing. Key features include:

Technology
  • Automates trade, position, and market surveillance from a single platform
  • Identifies items of interest (IOI) based on algorithmic searches across multiple liquid asset classes, including equities, derivatives, currencies, and fixed income
  • Allows you to conduct forensic portfolio testing after meetings with expert networks or issuers
  • Provides a case management system for documenting compliance investigations
  • Allows you to visualize and drill down your trading activity when compared to corporate actions, significant price movements, and important events such as meetings with expert networks or issuers or political intelligence research
  • Analyzes fairness in dealing across account allocation and execution
  • Provides for easy reporting for regulatory inquiries
Managed Services
  • Dedicated analysis of results from ACA's trade and market abuse surveillance experts to eliminate false positives and reduce the workload for your team
  • Training on how to use the platform's sophisticated reporting and analytics functionality so you can build custom reports and dashboards to better visualize and analyze trading activity across your firm
1 of
Download Datasheet

Featured RegTech insights

The FCA’s 2024/25 Business Plan: Maintaining Focus and Resiliency Amid Ongoing Economic and Geopolitical Uncertainty

The FCA unveiled its Business Plan for 2024/25 providing a roadmap for its actions in support of its strategic objectives for the upcoming fiscal year.

Compliance Alert
  • Compliance
  • ESG
  • FCA
  • Trade Surveillance

Surveillance Program Gap Analysis Checklist

Download our checklist to ensure your surveillance program can weather changing the risk environment.

Article
  • ComplianceAlpha
  • Compliance
  • eComms Surveillance
  • Trade Surveillance

Laying the Groundwork for Future Shadow Trading Enforcement

The denial of a summary judgement in the SEC's case against a pharmaceutical company executive opens the door for the SEC to pursue other shadow trading cases.

Compliance Alert
  • RegTech
  • Compliance
  • Trade Surveillance
See more insights

News

ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year

ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year

ACA Group Revolutionizes ESG Data Management with Enhanced ACA Vantage for ESG Platform

ACA Group introduces advanced features to its ACA Vantage for ESG platform, leveraging AI to help clients verify ESG data and streamline data management processes. This innovative solution empowers organizations to efficiently manage ESG requirements with greater accuracy and ease.

ACA Group Recognized at Pittsburgh Technology Council’s Tech 50 

ACA Group Recognized at Pittsburgh Technology Council’s Tech 50

More News

Upcoming events

More Events