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Trusted AI and Technology Solutions for Regulatory Compliance
Harness AI and technology to optimize compliance and performance.
Unlock the full potential of your compliance strategy with ACA’s scalable governance, risk, and compliance software offerings. Our integrated solutions empower you to streamline processes, enhance oversight, and meet regulatory demands with ease.
Ready to future-proof your compliance operations? Speak to a technology expert today.
Leading financial services clients
Experienced regulators and compliance officers
Reduced total cost of ownership
What do you need help with?
Transform your operations with ACA’s cutting-edge technology solutions, allowing you to focus on what truly matters—your core business.
Boost your productivity and efficiency by integrating our services with ACA’s Managed Services for a comprehensive approach to compliance and oversight.
Compliance Oversight
I want help automating compliance tasks, approvals, and training to ensure efficiency and regulatory adherence.
Surveillance & Monitoring
I want help detecting, managing, and preventing compliance risks.
Portfolio Oversight & Monitoring
I want help managing the risks and enhance performance of my portfolio companies.
Digitize Your Compliance Program
ACA’s ComplianceAlpha RegTech platform offers a suite of advanced solutions designed to streamline and enhance your oversight capabilities including compliance tasks, activity tracking, AML KYC/CIP checks, marketing approvals, and training management to ensure efficiency and regulatory adherence.
Surveillance and Risk Prevention
ACA’s ComplianceAlpha RegTech platform offers a suite of specialized modules to address your regulatory needs with precision and efficiency including centralized and automated monitoring of trading, employee conduct, and eComms with AI-driven tools to detect insider trading, market manipulation, MNPI, and compliance breaches in real time.
Maximize Portfolio Security and Value
With ACA Vantage you can build a cybersecurity and ESG portfolio oversight program to position your portfolio companies for success.
Capture
- Financial platforms
- Collaboration platforms
- Social media
- Mobile capture for corporate and BYOD devices
- Voice transcription
Pair it with our eComms Archive and/or Surveillance solutions for seamless integration.
Digitize Your Compliance Program
ACA’s ComplianceAlpha RegTech platform offers a suite of advanced solutions designed to streamline and enhance your oversight capabilities including compliance tasks, activity tracking, AML KYC/CIP checks, marketing approvals, and training management to ensure efficiency and regulatory adherence.
Surveillance and Risk Prevention
ACA’s ComplianceAlpha RegTech platform offers a suite of specialized modules to address your regulatory needs with precision and efficiency including centralized and automated monitoring of trading, employee conduct, and eComms with AI-driven tools to detect insider trading, market manipulation, MNPI, and compliance breaches in real time.
Maximize Portfolio Security and Value
With ACA Vantage you can build a cybersecurity and ESG portfolio oversight program to position your portfolio companies for success.
Unlock the full potential of your compliance strategy with ACA's innovative technology solutions.
Enhance your regulatory oversight with our innovative tools. Streamline compliance, improve efficiency, and minimize risk, allowing you to focus on growth and strategic initiatives.
Client perspectives
The connectivity offered by ACA’s platform enables seamless integration between the Electronic Communications, Employee Compliance, and Market Abuse Surveillance modules. This integration allows us to contextualize data across different areas of our Compliance program, providing a more comprehensive view and enhancing our ability to monitor and manage compliance risks effectively.
Brett Scheller, Director of Compliance, RA Capital Management
Why ComplianceAlpha – ACA’s RegTech Platform
Unified risk management
ComplianceAlpha integrates risk and compliance activities, surveillance and monitoring, testing, and analytics into one platform, giving you a comprehensive view of risks and behaviors across your firm.
Streamlined operations
Reduce the total cost of ownership and enhance operational efficiency through our integrated technology and managed services.
Expertise you can trust
Benefit from the knowledge of over 200 former regulators and compliance officers, ensuring your program is backed by industry-leading insights and support.
Contact us
Learn from our experts
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