Building a Gold Standard Compliance Program, Session 4: Implementation - Part 2
Join us for part four of our live webcast series about creating a best-in-class compliance program.
The rise in cyber-attacks has highlighted the importance of developing robust policies, plans, and procedures to better protect your company from data breaches and efficiently recover from a cyber incident or significant business disruption. We can help your company implement a comprehensive information security program that enables you to identify and manage risks, foster a culture of security, and prepare for the unforeseen, but inevitable, incident with business continuity and incident response planning.
Aponix Protect helps firms address evolving cyber risks and threats to ensure that their cybersecurity needs are covered year-round. This solution is available in three tiers, each one designed to provide firms with a flexible, robust, responsive, and cost-effective cybersecurity program.
In part 4 of our series we tackle the myth that cyber oversight is (only) about downside risk management.
The SEC proposed two new rules to put guardrails around the use of predictive data analytics by broker-dealers and investment advisers. The goal is to limit the use of technology in ways that favor financial firms’ interests.
In part 3 of our series we tackle the myth that "investors don’t care and/or are satisfied with our current approach to cybersecurity."
Datasite, which provides a data sharing platform and encrypted data rooms for potential merger and acquisition partners, is the latest victim of the MOVEit Breach.
Cyber threats are on the rise, making robust cybersecurity oversight essential for protecting investments. We debunk a common myth about portfolio oversight.
Fortinet's June 12th advisory warns of a critical vulnerability (CVE-2023-27997) rated 9.8/10 by NIST. FortiOS and FortiProxy SSL-VPN users are at risk of system access by hackers.
ACA is proud to celebrate Hispanic Heritage Month from September 15 - October 15 alongside our Hispanic/Latinx Organization for Leadership and Advancement (HOLA) Employee Resource Group (ERG)!
New partnership with LeapXpert will help financial firms surveil multiple messaging channels to meet client expectations while ensuring regulatory compliance.
The 2023 Investment Management Compliance Testing Survey results reveal marketing is still the top compliance concern. Cybersecurity and electronic communications follow closely behind.
Join us for part four of our live webcast series about creating a best-in-class compliance program.
Learn how technology can help you streamline the Best Execution review process and meet regulatory requirements.