Operational Resilience and Governance

Business continuity planning, incident response, and governance

The rise in cyber-attacks has highlighted the importance of developing robust policies, plans, and procedures to better protect your company from data breaches and efficiently recover from a cyber incident or significant business disruption. We can help your company implement a comprehensive information security program that enables you to identify and manage risks, foster a culture of security, and prepare for the unforeseen, but inevitable, incident with business continuity and incident response planning.

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Business Continuity Planning and Business Impact Analysis

In the event of a disaster such as a technological failure or cyber-attack, it’s critical to have a business continuity plan (BCP) that outlines the procedures your company must follow in order to continue operating and recover from the disruption. A business impact analysis (BIA) should also be part of your BCP, which evaluates the effects of a disruption on critical business functions.

How We Help

We provide business continuity planning development and implementation assistance which is designed to help your company address its operational and other risks in the event of a disruption, as well as meet upcoming regulatory obligations.

We can assist your company in developing its business continuity and transition plans. In addition, our advice and assistance can help you ensure that your company’s BCP meets the requirements of the SEC's proposed rule 206(4)-4, which proposes that SEC-registered investment advisers be required to adopt and implement written business continuity and transition plans.

Cyber Incident Response Planning

Is your company prepared for a cyber event? Incident response proficiency has become a necessary component of information security programs due to constant and evolving threats. In order to build and implement an effective incident response plan (IRP), a company must assess its overall risk posture and develop written policies and procedures to help protect its information technology environment. A properly designed IRP also provides guidance to employees and helps them understand their roles and responsibilities.
 

How We Help

We can help your company develop an IRP that is designed to mitigate losses in the event of a cybersecurity event. We will also provide guidance for your employees and help them understand their roles and responsibilities. Once your company has developed an IRP, we recommend testing its effectiveness through tabletop exercises.

Cybersecurity Tabletop Exercise

With data breaches on the rise and more privacy regulations going into effect, it’s more important than ever for companies to develop and test incident response plans in preparation for cyber events.

How We Help

Our tabletop incident response exercise is a discussion-based walkthrough of your company’s incident response plan. It allows you to test your plan with members of your team and assign roles for each scenario. The exercise is designed to uncover gaps and identify areas that your company can improve. The test can help you determine if your plan is reasonably developed and will be effective when faced with a real event.

WISP Development Assistance

A written information security program (WISP) documents the policies and controls that protect your sensitive data and critical systems, including the protection of personally identifiable information your company collects and stores.

How We Help

We can assist your company with developing a written information security program. Our service includes:

  • Developing WISP in accordance with industry standards and the appropriate regulatory requirements
  • Guidance on best practices
  • Identification of potential deficiencies based on our review of your current information systems and security policies, manuals, and procedures
  • Preparation of new documents or enhancing your existing documentation
Business Continuity Planning Checklist

Is your firm prepared to deal with the potential business disruptions caused by pandemics and other risks? Revisit your business continuity and disaster recovery planning with this checklist.

Download checklist

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Solution Spotlight

Aponix Protect™ comprehensive cybersecurity and technology risk solution

Aponix Protect helps firms address evolving cyber risks and threats to ensure that their cybersecurity needs are covered year-round. This solution is available in three tiers, each one designed to provide firms with a flexible, robust, responsive, and cost-effective cybersecurity program.

Latest insights

Roads

ACA's Top 10 Articles of 2021

As we reflect on the past year, we wanted to take a moment to look back at our most popular articles from 2021.

Article
  • Compliance
  • Performance
  • Cybersecurity
  • AML and Financial Crime
  • Trade Surveillance
Highways

ACA's Top 10 Webcasts of 2021

As 2021 winds down and we prepare for the new year, we thought we would take a moment to look back at our most popular webcast topics of 2021.

Article
  • Compliance
  • Performance
  • ESG
  • Cybersecurity
  • RegTech
cyber week image

Log4Shell Vulnerability: What We Know and Action Steps to Take

Following our Cyber Alert last week, “Java Log4Shell Zero-Day Vulnerability Discovered; Immediate Patching Advised for Millions of Users", on December 10th a critical vulnerability was publicly disclosed in the Apache Log4j Java-based logging package, which is commonly used by organizations across the world.

Cyber Alert
  • Cybersecurity
  • Cybersecurity Resources
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Flaws Discovered in Original Update to Fix Log4j Vulnerability; Users Must Update to Newest Version of Apache Log4j 2.16.0

On December 10th a critical vulnerability was publicly disclosed in the Apache Log4j Java-based logging package, which is commonly used by organizations across the world. When first disclosed late last week, Apache had already released an updated version of Log4j version 2.15.0 to remedy the security flaw.

Cyber Alert
  • Cybersecurity
  • Cybersecurity Resources
abstract blue shapes connected by dots of light

Java Log4Shell Zero-Day Vulnerability Discovered; Immediate Patching Advised for Millions of Users

On December 10th a critical vulnerability was disclosed in the open-source Apache software used to run websites and other web services across industries. The vulnerability affects a Java logging package known as log4j, which is commonly used by organizations across the world.

Cyber Alert
  • Cybersecurity
  • Cybersecurity Resources
abstract black and white looking up at building

ACA Group Named Accounting/Due Diligence Firm of the Year by M&A Advisor

ACA Group announced today that ACA Aponix® is the recipient of the Accounting/Due Diligence Firm of the Year in the 20th Annual M&A Advisor Awards. The M&A Advisor Awards are the benchmark for dealmaking excellence, recognizing the leading M&A Transactions, Restructurings, Deal Financings, Product/ Services, Firms, and Professionals.

Press Release
  • Cybersecurity
  • Cybersecurity Resources
  • ACA News

News

Marie Luchet Joins ACA Group as Managing Director for ESG

Marie Luchet has joined the firm as Managing Director of ESG, heading up the practice’s strategy and vision for Europe.

ACA Reflects on the Meaning of Juneteenth

ACA’s Connected Black Professionals Employee Resource Group is proud to continue this dialogue within ACA to foster and promote the talents and strengths of our black employees.

ACA Group Wins Best Regulatory Advisory Firm at The Drawdown Awards 2022

ACA Group awarded Best Legal, Compliance and Regulatory Advisory firm at The Drawdown Awards 2022. These awards celebrate excellence and innovation within private capital fund operations.

Upcoming events

Financial Promotions - 14 July 2022

Financial promotions and marketing rules is a complicated area. This course is designed to help all staff – especially marketing and investor relations teams – understand their financial promotions requirements and stay up to date with their statutory and regulatory obligations

Online Training