SEC Examinations: What to Expect and How to Prepare
Hear from our experienced ACA Wealth experts who will discuss SEC examinations, including what to expect, what we’re seeing in the current landscape, and how to prepare.
Webcast
ACA Mirabella - Hosted Investment Management Platform
Gain faster access to the UK and European markets
Are you looking to:
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Gain faster access to raise capital or manage funds in the UK?
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Manage UK and European sub-portfolios of bigger funds in local jurisdictions?
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Benefit from compliant access to existing and prospective clients and investors across the EU member countries?
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Trial or ‘sandbox’ new fund launches and regulated activity before committing to your own license application?
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Benefit quickly from a fully resourced compliance and control infrastructure to provide reassurance to seeders and early-stage investors?
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Build instant and credible substance?
We can help
ACA Mirabella provides a multi-award-winning hosted investment management platform, servicing the UK and European Union (EU) financial services sectors that helps firms launch, grow, and protect their business.
Established in 2004, this UK financial service provides a discretionary and non-discretionary investment management solution as well as local marketing and distribution permissions for overseas firms.
With our regulatory hosting solutions, our company provides wealth management to support new UK start-ups to established multi-billion-dollar financial institutions, including hedge funds, private equity, real estate, placement agents, corporate financiers, and distribution and marketing firms.
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Our solutions
Investment Management:
Launch and manage funds through our hosted investment management platform, facilitating discretionary and non-discretionary activity in both the UK and EU. Our full compliance and risk-management oversight allows you to stay focused on performance.
EU Tied Agent:
Gain compliant access to existing and prospective clients and investors across the EU member countries through this regulatory hosting solution.
ACA Mirabella in numbers
Assets Under Management
$30B
hosted on our regulatory platform
Client relationships
150+
currently supported
Investment Management
55+
discretionary and non-discretionary mandates
Industry recognition
Best Regulatory Hosting Solution 2023
Best Regulatory Hosting Solution 2022
Best Regulatory Platform 2022
Best Regulatory Hosting Solution 2021
Best Regulatory Platform 2021
Best Regulatory Hosting Solution 2020
Best Regulatory Hosting Solution 2019
Best Regulatory Hosting Solution 2018
Best Regulatory Hosting Solution 2017
Best Regulatory Hosting Solution 2016
Related services
Firms can also work with the wider ACA Group to move over to full FCA Authorisation, if and when they are ready.
And for firms throughout the world wishing to access the U.S., our ACA Foreside team facilitates compliance and product distribution through legal underwriting, registered rep licensing and chaperoning, and DTCC/NSCC fund sponsorship.
Latest insights
News
SEC Private Fund Unit Veteran Michele Foldenauer Joins ACA Group to Co-Lead Tech-Enabled Mock Examination Team
ACA Group is excited to announce that Michele Foldenauer has joined ACA Group as a Managing Director and a leader of our tech-enabled Mock Examination Team.
ACA Group Named a 2024 DataTech50 Provider
ACA Group acknowledged as one of the most innovative tech companies offering data management solutions in financial services
ACA Group Expands U.S. Compliance Team with Former SEC and FINRA Regulators, In-House CCOs, Seasoned Regulatory Consultants, and Attorneys
We are committed to meeting the needs of our clients. This year, we have made several notable additions to the team to help us to continue to operate at the forefront of the compliance industry. Learn more about our team.