Regulatory Reporting and Filings Resource Center

Your all-in-one resource for calendars, obligations, and tools to keep you prepared.

Managing filings across multiple regulators is complex. Missing a deadline can lead to penalties and operational disruption. ACA’s 2026 Filings Resource Hub gives you the tools and insights to plan effectively, simplify compliance, and keep your program on track.

Your Essential Filings Resources for 2026

Stay organized and reduce risk with ACA’s comprehensive filings kit. Explore calendars and handbooks designed to simplify your compliance planning. 

2026 SEC and Global Regulatory Filings Calendar 

Quarterly breakdown of deadlines for the SEC, FCA, ESMA, CFTC/NFA, DFSA, and FSRA. 

2026 FINRA Filings Calendar 
 

Key dates for broker-dealer compliance and FINRA-specific obligations. 

Global Regulatory Calendar and Compliance Obligations Handbook

Ongoing and annual requirements across major jurisdictions. 

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Stay Up to Date

Compliance doesn’t stop at calendars. Explore additional resources and upcoming events to keep your program current and connected. 

Articles and Insights

News

Your Path to Simplified Regulatory Filings

Managing filings across multiple jurisdictions is complex, but it doesn’t have to be. ACA combines specialist advisory services, outsourced managed services, and technology-enabled solutions to help your firm stay compliant, confident, and ahead of deadlines.

Get Expert Guidance to Reduce Risk

Our team of former regulators and industry practitioners provides strategic advice tailored to your business. From interpreting new rules to optimizing your compliance program, we deliver insights that improve efficiency and minimize risk. 

Delegate your filings and ongoing obligations to ACA’s specialists. We manage everything from preparation and submission to deadline monitoring so your team can focus on core priorities. 

Leverage ACA’s tech-enabled solutions to automate workflows and improve accuracy. Our tools integrate with your systems, giving you visibility into filing status and compliance metrics. 

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FAQs

Regulatory Filings Resource Center

ACA provides comprehensive regulatory filings support for: 

  • U.S. regulators, such as the SEC, FINRA, CFTC/NFA 
  • UK and European regulators, including the FCA and ESMA 
  • UAE regulators, including DFSA and the FSRA 

ACA helps firms meet critical filing deadlines by supporting: 

  • SEC filings including Form ADV, Form PF, Form 13F, Form 13G, and Form 13H 
  • FINRA filings for broker-dealer compliance 
  • FCA reports such as MIF001–006, FIN0733, and CASS filings 
  • DFSA and FSRA prudential returns, AML reports, and annual audited statements 
  • CFTC/NFA filings including CTA-PR and CPO-PQR 

Yes. ACA leverages ComplianceAlpha® and other technology-enabled, human-in-the-loop compliance tools to automate workflows, improve accuracy, and provide real-time visibility into filing status and regulatory deadlines. 

Absolutely. Through ACA’s Managed Services, we prepare, submit, and monitor filings across jurisdictions, helping firms avoid missed deadlines and reduce operational risk.

Missing a filing deadline can result in penalties, reputational damage, and operational disruption. ACA’s proactive approach helps firms stay ahead of deadlines and maintain compliance continuity. 

Yes. ACA can tailor advisory, managed services, and technology solutions to fit your firm’s regulatory footprint, providing integrated support for multi-jurisdiction compliance programs.

Booking a consultation is the fastest way to begin. Our experts will assess your compliance needs, outline a tailored solution, and help you implement a strategy that simplifies filings and reduces risk.

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