GRC News | Financial Industry Insights

Document Release List and Exam Readiness Considerations

May 27, 2026

With the June 2026 Reg S-P deadline approaching, see what SEC examiners will focus on and how to assess if your program is truly inspection-ready.

Article

Cybersecurity, Regulation S-P, Regulatory Compliance, SEC

DIFC’s Global Rise Reflects Pragmatic DFSA Oversight

May 21, 2026

The DIFC’s rise to seventh in the Global Financial Centres Index and DFSA relief measures highlight how the jurisdiction is performing in a challenging environment.

Article

Compliance, DFSA, DIFC

Enabling Advisers to Navigate Change and Build Client Trust Through Transparent Reporting

May 19, 2026

Private credit is evolving. Learn how transparent valuation and performance reporting help advisors build trust and navigate retail change.

Article

Investment Performance, Private Credit, Valuation

FCA Finalises UK Short Selling Rule Changes

May 15, 2026

Firms should prepare for new reporting workflows, bulk reporting, and Reportable Shares List requirements ahead of the 2026 changes.

Compliance Alert

Compliance, FCA, Market Abuse

Scalable Transaction Reporting Is a Growth Enabler

May 14, 2026

Scalable transaction reporting is critical under FCA CP25/32. Learn how stronger controls, data quality, and governance reduce risk and support growth.

Article

FCA, Market Abuse, MiFIR, Transaction Reporting

A Smarter Path for U.S. Institutional Market Access

May 13, 2026

Explore a compliant, flexible path for non-U.S. asset managers to access U.S. institutional investors using broker-dealer chaperoning.

Article

Cross-Border Regulation, Distribution, FINRA