GRC News | Financial Industry Insights

FCA Finalises UK Short Selling Rule Changes

May 15, 2026

Firms should prepare for new reporting workflows, bulk reporting, and Reportable Shares List requirements ahead of the 2026 changes.

Compliance Alert

Compliance, FCA, Market Abuse

Scalable Transaction Reporting Is a Growth Enabler

May 14, 2026

Scalable transaction reporting is critical under FCA CP25/32. Learn how stronger controls, data quality, and governance reduce risk and support growth.

Article

FCA, Market Abuse, MiFIR, Transaction Reporting

A Smarter Path for U.S. Institutional Market Access

May 13, 2026

Explore a compliant, flexible path for non-U.S. asset managers to access U.S. institutional investors using broker-dealer chaperoning.

Article

Cross-Border Regulation, Distribution, FINRA

What Advisers Need to Know About the Technology and Its Risks

May 12, 2026

Discover why AI literacy is essential for investment advisers and how to manage the risks, governance needs, and oversight required for responsible adoption.

Article

Artificial Intelligence (AI), Investment Adviser, Regulatory Compliance, SEC

FCA Non-Financial Misconduct Is Now a Core Compliance Risk

May 12, 2026

Explore how FCA expectations on non-financial misconduct are evolving and why training is critical to consistent, defensible decision-making.

Article

FCA, Market Abuse, Non-Financial Misconduct

Five Things Every CCO Needs to Know: Insights from ACA’s Spring 2026 Media Roundtable

May 8, 2026

Explore five key compliance priorities for CCOs in 2026, from SEC enforcement trends and AI governance to cybersecurity expectations and retail alternatives oversight.

Article

Compliance