Facing the FCA: Managing Scrutiny and Strengthening Compliance with Health Checks and Mock Exams
Join us on Tuesday, February 11, 2025, at 2pm GMT when we delve into practical strategies to enhance your firm's FCA compliance readiness.
As regulatory expectations grow more complex, ensuring your teams have the right knowledge and tools has never been more critical.
Our comprehensive training solutions are designed to keep your firm ahead of the curve, providing tailored programs that address global and regional compliance requirements, cybersecurity challenges, and industry best practices.
Asset managers are turning to GP-led secondary transactions, or continuation funds, to navigate high interest rates and limited liquidity. This growing practice helps manage illiquid assets but has raised SEC concerns over conflicts of interest and investor risks.
Operational resilience is crucial for financial services firms facing rising regulatory demands, cyber threats, and stakeholder expectations. Our checklist helps you strengthen key areas.
The best way to track employees’ personal trading is by using RegTech that automatically monitors for parameters set up by the compliance team. However, this technology is not always available.
Our calendar provides key reporting deadlines and regulatory obligations for asset managers registered with the SEC, CFTC, NFA, UK FCA, ESMA, DFSA, and FSRA.
Get ready for the year ahead with our FINRA Regulatory Filings Calendar. This user-friendly resource outlines key reporting deadlines and ongoing annual regulatory obligations in a clear, easy-to-follow format.
Santa’s workshop offers valuable insights for vendor management in the financial industry. With careful planning, continuous oversight, and high standards, firms can mitigate risks, enhance performance, and achieve seamless results.
ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year
ACA Group introduces advanced features to its ACA Vantage for ESG platform, leveraging AI to help clients verify ESG data and streamline data management processes. This innovative solution empowers organizations to efficiently manage ESG requirements with greater accuracy and ease.
ACA Group Recognized at Pittsburgh Technology Council’s Tech 50
Join us on Tuesday, February 11, 2025, at 2pm GMT when we delve into practical strategies to enhance your firm's FCA compliance readiness.
Join us on 12 February 2025 as we highlight common pitfalls in ICARA implementation, including inadequate liquidity stress testing, poor wind-down planning, and unclear risk linkage.
Join us as our esteemed speakers explore trends in financial crime, examine key regional regulatory priorities, and provide actionable insights to strengthen AML and CFT programs.