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Who We Serve

Over 3,500 leading financial services firms trust us to help them protect and grow their business.

Firm types we serve

We provide bank asset management groups engaged in trust, custody, and investment management activities with risk, compliance, and internal audit consulting services leveraging techniques used by banking regulators and industry leaders.

We help implement compliance and supervisory programs that address FINRA and SEC regulations.

We help CFTC registrants and NFA members to streamline their business and operational processes and improve the quality and effectiveness of their compliance programs.

We help firms align their advisory processes with regulatory requirements and the expectations of the SEC and the CFTC.

We help hedge fund managers enhance their operational and business processes and comply with the Investment Advisers Act of 1940 and industry best practices.

We help investment advisers ensure their compliance with the Investment Advisers Act of 1940 and industry best practices.

We help prepare registered investment companies, as well as their boards, sponsors, advisers, sub-advisers, and service providers, for the rigors of SEC examinations.

We help private equity, private debt, venture capital, and real estate fund managers as well as their portfolio companies comply with the Investment Advisers Act of 1940 and industry best practices.

We work closely with investment and operations teams providing pre-and post-deal technology, cybersecurity, privacy, and ESG transaction advisory services and portfolio company oversight.

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Our market share

Money Managers

88%

Of the top 50 money managers, as noted in the ADV Ratings September 2020 ranking data

Hedge Fund Managers

85%

Of the top 100 hedge fund managers, as noted in the May 2020 edition of Hedge Fund Alert

Private Equity Funds

84%

Of the top 100 private equity funds, as noted in the May 2020 PEI 300

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Trusted by leading financial services firms worldwide

We work with over 3,500 financial services firms worldwide to build scalable and progressive GRC programs that help them protect and grow their business. Our innovative and scalable approach integrates expert advisory, on-demand managed services, and award-winning technology that can be tailored to your unique needs.

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Helping risk and compliance functions across your firm

  • Risk and Compliance Leaders
  • Risk and Compliance Teams
  • General Counsel and Legal Teams
  • Marketing and Performance Teams
  • ESG Teams
  • CIOs/CTOs/CISOs
  • Information Technology and Security Teams
  • Investor Relations Teams

News

Celebrating Pride Month and Diversity at ACA

ACA's Allison Charley, co-lead of ACA ALLiance discusses ACA's commitment to a safe and welcoming workplace.

ACA will Rest, Recharge, and Renew in July

At ACA, we recognize that the past year has been extremely challenging and trying for our employees. We also understand that our employees have whole lives, and that work is just one component of those lives. To this end, we are doing something we have never done before. We are providing employees with one week of paid time off to Rest, Recharge, and Renew.

ACA Group Announces ComplianceAlpha® 2021Q2 with New Features Designed to Help Financial Services Firms Meet Increasing Demands for Digitizing Compliance Programs

ComplianceAlpha 2021 Q2 introduces a suite of new features and sophisticated technology enhancements designed to help firms globally build more comprehensive and scalable GRC programs in line with the expectations of regulators, boards, management, clients, and investors.

Upcoming events

CPRA and CDPA: Key Requirements and Compliance Considerations

Join ACA’s Alex Scheinman, Managing Director, and Paul Schappell, Senior Principal Consultant on Wednesday, June 23 as we review the key requirements and enforcement structures of the CPRA and the CDPA, discuss the prospect of future privacy regulations at the state and federal level, and share our perspective on what firms should be doing to meet their compliance obligations and avoid enforcement actions.

Webcast