GRC Solutions for CFTC / NFA Members
Compliance teams need continuous support and knowledge sharing to stay on top of regulatory initiatives. Our team helps Commodity Futures Trading Commission (CFTC) registrants and National Futures Association (NFA) members to streamline their business and operational processes and improve the quality and effectiveness of their compliance programs.
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Latest insights from our NFA team
NFA Announces Amendments to Interpretive Notice 9002 Regarding Branch Office Registration
On September 16, 2021, the National Futures Association (“NFA”) issued a Notice to Members I-21-28 regarding changes to the definition of a branch office under NFA Interpretive Notice 9002. The rule was a response from the NFA in the recent trend in hybrid work environments as more employees are working from their homes.
- Compliance
NFA Announces New CPO Notice Filing Requirements
On April 13, 2021, the NFA issued a Notice to Members regarding the recently adopted Compliance Rule 2-50 and Interpretative Notice 9080 requiring a CPO to file timely notices with the NFA when certain market events affect the ability of the commodity pool to fulfill its obligations to participants or counterparties, or result in the pool’s unplanned liquidation. Learn more in our recent compliance alert.
- Compliance
News
ACA Group Appoints Patrick Olson as Chief Executive Officer
17-year BlackRock veteran with blend of industry expertise, client relationships and global operating experience, will help drive growth and innovation.
Celebrating Asian Pacific American Heritage Month at ACA Group
ACA is committed to nurturing an inclusive workplace. We share some of exciting ways the company celebrates Asian Pacific American Heritage Month (APAHM).
ACA Group Wins Big at 2023 HFM European Services Awards
ACA's client-focused model and technology-enabled solutions continue to set them apart.