Transforming GRC for Asset Managers and Investment Advisers Worldwide

Comprehensive advisory, managed services, and regulatory technology for your firm.

Struggling with ever-changing regulations and increasing regulatory compliance demands? We can help.

ACA brings decades of experience in working with asset managers, delivered by a global team of former regulators and former in-house compliance specialists.

Whether you are looking to launch, grow, or protect your business, our tailored governance, risk, and compliance solutions help you address the intricacies of regulatory change, enhance your ability to manage regulatory risk, and streamline compliance processes.

Safeguard your business and stay compliant with the latest regulations.

Global Reach

Supporting 6,350+ asset managers and investment advisers worldwide.

Client Satisfaction

96% score for our expertise, responsiveness, recommendations, and ability to understand our client’s business.

Expansive Client Base

Supporting firms of every size from start-ups to over $1.4T in AUM.

What Are You Looking To Do?

LAUNCH

Start a new firm, fund, or expand into new jurisdictions.

GROW

Scale your GRC program and adapt as your business evolves. 

PROTECT

Safeguard your firm, investments, and reputation against emerging threats and changing regulations.

Take Your Governance, Risk, and Compliance To The Next Level.

Ready to transform your GRC strategy and elevate your success with tailored solutions from industry leaders? Schedule your free consultation with our regulatory specialists today!

Why ACA?

Experience the ACA advantage in governance, risk, and compliance, where our team of compliance consultants, advanced technology, and comprehensive services drive success for asset managers and registered investment advisers. Here’s what sets us apart:

Benchmarking and Industry Expertise

Access insights into asset
management challenges
and compare your GRC posture
to industry peers.

Scalable Support

Leverage the best people,
processes, and technology
to drive growth, enhance
efficiency, and manage
risks effectively.

Award-Winning GRC Solutions

Access top-rated advisory,
managed services, and
regulatory technology solutions for streamlined compliance and
efficiency.

FAQs

Asset Managers and Investment Advisers

ACA provides a comprehensive suite of GRC services, including regulatory compliance consulting, risk assessments, cybersecurity solutions, ESG advisory, managed services, and technology tailored to asset managers and investment advisers.

ACA supports fund launches and cross-border expansion by offering strategic guidance, regulatory registration assistance, expertise in jurisdictional compliance, and operational readiness assessments to ensure a smooth market entry.

ACA combines deep industry expertise with proprietary technology to deliver scalable, customized compliance solutions. Our integrated approach helps firms stay ahead of evolving regulations while improving operational efficiency.

ACA partners with large-scale firms by offering enterprise-level compliance frameworks, automated monitoring tools, and strategic advisory services that align with complex regulatory environments and global operations.

ACA’s Managed Services reduce operational burden by outsourcing key compliance functions such as surveillance, testing, and reporting. This allows firms to focus on growth while ensuring regulatory compliance.

ACA provides proactive threat intelligence, cybersecurity assessments, penetration testing, and monitoring of regulatory developments to help firms identify vulnerabilities and stay compliant with evolving regulations.

Yes, ACA offers end-to-end support for launching various fund structures, including ETFs, mutual funds, and interval funds. ACA’s services include fund registration, compliance setup, and jurisdictional advisory for both U.S. and European markets.

ACA leverages proprietary data and industry research to provide benchmarking reports, peer comparisons, and actionable insights that help firms evaluate performance and refine their compliance strategies.

ComplianceAlpha, ACA’s RegTech platform, automates and optimizes day-to-day compliance workflows, including trade surveillance, marketing reviews, and employee compliance management. ACA’s integrated solutions empower you to streamline processes, enhance oversight, and meet regulatory demands with ease.

You can schedule a consultation by visiting our contact page and submitting a request. An ACA specialist will reach out to discuss your firm’s specific needs and how ACA can help.

Contact Us