GRC News | Financial Industry Insights

Managing MNPI Risk in Private Credit

June 25, 2026

Manage material nonpublic information risk in private credit. Learn about the SEC’s expectations, enforcement trends, and best practices for compliance controls.

Article

Compliance, Private Credit, SEC

Successfully Scaling Compliance in a Changing Risk Environment

June 23, 2026

Explore key insights on scaling compliance through AI, automation, and operational resilience in a changing risk environment.

Article

Artificial Intelligence (AI), FCA, Managed Services, Regulatory Technology

Cherry Picking Season Never Ends: Why Allocation Analysis Must Evolve

June 18, 2026

As regulators scrutinize outcomes, firms must rethink allocation surveillance to cut through noise and surface meaningful risk.

Article

ComplianceAlpha, eComms Surveillance, Market Abuse Surveillance, RegTech

U.S. Government Orders Suspension of Claude Fable 5 and Mythos 5

June 16, 2026

U.S. regulators suspend access to Anthropic’s Claude Fable 5 and Mythos 5, signaling increased AI oversight and cybersecurity risk. Explore key implications for organizations.

Cyber Alert

Artificial Intelligence (AI), Cybersecurity

The Evolving Wealth Management Landscape and the Rise of Outsourced Services

June 16, 2026

Explore trends in wealth management, the evolving turnkey asset management program (TAMP) landscape, regulatory expectations, and how managers can prepare for streamlined, compliant TAMP onboarding.

Article

Investment Performance, Managed Performance Services, Wealth Management

The Three Lines in MiFIR Regulatory Reporting

June 5, 2026

Explore how independent oversight and stronger governance help firms reduce MiFIR transaction reporting risk and support compliance.

Article

FCA, Market Abuse, MiFIR, Transaction Reporting