Industry Insights

At ACA Group, our financial industry insights are shaped by real-world experience, deep expertise, and a vast client network. 

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Topic

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Type
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SEC Proposes Regulation Crypto Assets

SEC proposes Regulation Crypto Assets, with new offering exemptions and an investment contract safe harbor. Comments due October 20.
Compliance Alert
Compliance, Crypto, SEC

Private Credit Conflicts of Interest

Private credit conflicts of interest: key SEC risks, compliance controls, allocation, valuation, cross trades, fees, and documentation.
Article
Private Credit, Private Funds, SEC, Valuation

How the FCA’s New Conduct Rule Affects eComms Surveillance

The FCA's new non-financial misconduct rule takes effect 1 September 2026. Learn how electronic communications surveillance, noise reduction, and AI-driven monitoring can help firms identify and manage conduct risk.
Article
ComplianceAlpha, eComms, FCA, Regulatory Compliance
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