Industry Insights

At ACA Group, our financial industry insights are shaped by real-world experience, deep expertise, and a vast client network. 

Crypto Authorisation Now Demands Operational Credibility

Crypto authorisation in the UK is redefining credibility, with firms judged on operational readiness, governance, and execution, all key factors shaping investor trust and market access.
Article
Crypto, Digital Assets, FCA

The AI Insider Problem

AI can make inside information control failures faster and harder to detect. Learn how firms can assess AI risks within market abuse frameworks.
Article
Artificial Intelligence (AI), FCA, Insider Dealing, Market Abuse

Operational Readiness for RICs

SEC exams for RICs are shifting from documentation to defensibility. Learn how to build continuous operational readiness for 2026 and beyond.
Article
Cybersecurity, Operational Readiness, Regulation S-P, SEC

A Practitioner’s Perspective

A practitioner’s guide to building scalable, exam-ready compliance programs for investment advisers and private fund managers using ACA’s OCCO model.
Article
OCCO, Regulatory Compliance, SEC

Unifying Oversight for a Complex Alternative Asset Manager

Learn how an alternative asset manager replaced fragmented systems with ACA Group’s Control Room to streamline MNPI tracking, conflict checks, and compliance oversight.
Case Study
ComplianceAlpha, Control Room, eComms Surveillance, Employee Compliance
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