Learn how a $2 billion asset manager used ACA’s outsourced Head of GIPS model to reduce key-person risk, support verification readiness, and scale performance operations.
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FCA UK MiFIR transaction reporting reforms could save firms more than £100 million annually. Discover what is needed to realise the benefits.
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FCA, MiFIR, Regulatory Reporting, Transaction Reporting
Learn how prediction markets create conflicts of interest, personal trading, insider trading, and surveillance risks for investment advisers.
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SEC-approved FINRA Rule 3290 streamlines outside activities requirements while preserving oversight of outside securities transactions.
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Anthropic CEO Dario Amodei raises the stakes on AI governance. Learn what his essay means for firms using AI tools and agents.
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AI Governance, Artificial Intelligence (AI), Cybersecurity, Operational Resilience
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