GRC News | Financial Industry Insights

Cherry Picking Season Never Ends: Why Allocation Analysis Must Evolve

June 18, 2026

As regulators scrutinize outcomes, firms must rethink allocation surveillance to cut through noise and surface meaningful risk.

Article

ComplianceAlpha, eComms Surveillance, Market Abuse Surveillance, RegTech

U.S. Government Orders Suspension of Claude Fable 5 and Mythos 5

June 16, 2026

U.S. regulators suspend access to Anthropic’s Claude Fable 5 and Mythos 5, signaling increased AI oversight and cybersecurity risk. Explore key implications for organizations.

Cyber Alert

Artificial Intelligence (AI), Cybersecurity

The Evolving Wealth Management Landscape and the Rise of Outsourced Services

June 16, 2026

Explore trends in wealth management, the evolving turnkey asset management program (TAMP) landscape, regulatory expectations, and how managers can prepare for streamlined, compliant TAMP onboarding.

Article

Investment Performance, Managed Performance Services, Wealth Management

The Three Lines in MiFIR Regulatory Reporting

June 5, 2026

Explore how independent oversight and stronger governance help firms reduce MiFIR transaction reporting risk and support compliance.

Article

FCA, Market Abuse, MiFIR, Transaction Reporting

Why FCA Authorisation Matters More Than You Think

June 4, 2026

FCA authorisation is often underestimated as purely regulatory, but it plays a broader role in shaping growth, credibility, and market access.

Article

Compliance, FCA Authorisation

When a Vendor Failed, ACA Delivered

June 4, 2026

Discover how ACA combined RegTech and Managed Services to replace fragmented workflows, strengthen oversight, and deliver scalable employee compliance.

Case Study

ComplianceAlpha, Managed Services