Industry Insights

At ACA Group, our financial industry insights are shaped by real-world experience, deep expertise, and a vast client network. 

Explore the SEC’s 2027 examination priorities for investment advisers, including conflicts, technology risk, Regulation S-P, valuation, and private funds.
Compliance Alert
Mock Exams, Regulatory Compliance, SEC
Two critical PHP vulnerabilities may expose web-facing systems to remote code execution. Learn the immediate steps to take.
Cyber Alert
Business Continuity, Cybersecurity, Incident Response
Reduce repetitive eComms alerts with echo suppression, an add-on that helps reviewers focus on new compliance-relevant activity in reply chains.
ComplianceAlpha Update
ComplianceAlpha, eComms Surveillance, RegTech
Explore what the FCA’s AI good and poor practice observations mean for asset managers’ governance, oversight, monitoring, and risk management.
Compliance Alert
AI Governance, Artificial Intelligence (AI), FCA, Operational Resilience