GRC News | Financial Industry Insights

Node2Shell Requires Prompt Assessment and Patching of Exposed Node.js Systems

October 30, 2026

Node2Shell affects Node.js Brotli decompression. Learn which releases require patching and steps firms should take to reduce risk.

Cyber Alert

Business Continuity, Cybersecurity, Operational Resilience

Your Fund Administrator Calculates Your Internal Rate of Return. What Happens Next?

October 30, 2026

Learn when private fund managers need specialized investment performance support beyond fund administration for reporting, fundraising, and investor requests.

Article

Investment Performance, Investor Reporting, Private Funds

SEC Approves FINRA Rule 2210 Amendments

October 29, 2026

SEC approved FINRA Rule 2210 amendments permit limited use of performance projections and targeted returns in broker-dealer communications.

Compliance Alert

Broker-Dealer, FINRA, Private Funds, SEC

The FCA Proposes Phase 2 SM&CR Reforms

October 29, 2026

The FCA’s SM&CR proposals would reduce prescription, but not firms’ responsibility for accountability, competence, or Conduct Rule awareness.

Compliance Alert

Conduct Rules, FCA, SM&CR

FCA Review Highlights Gaps in Private Markets Conflict Controls

October 28, 2026

The FCA’s private markets conflicts review highlights governance and investor-fairness risks, with practical actions for firms to consider.

Compliance Alert

Conflicts of Interest, FCA, Governance, Private Markets, Valuation

A Step-by-Step Guide to Launching and Distributing an ETF for Asset Managers

October 27, 2026

Learn how to launch and distribute an exchange-traded fund, including compliance, fund structure, service providers, and distribution planning.

Article

Asset Management, Exchange-Traded Fund, Regulatory Compliance