Industry Insights

At ACA Group, our financial industry insights are shaped by real-world experience, deep expertise, and a vast client network. 

The AI Insider Problem

AI can make inside information control failures faster and harder to detect. Learn how firms can assess AI risks within market abuse frameworks.
Article
Artificial Intelligence (AI), FCA, Insider Dealing, Market Abuse

A Practitioner’s Perspective

A practitioner’s guide to building scalable, exam-ready compliance programs for investment advisers and private fund managers using ACA’s OCCO model.
Article
OCCO, Regulatory Compliance, SEC

Unifying Oversight for a Complex Alternative Asset Manager

Learn how an alternative asset manager replaced fragmented systems with ACA Group’s Control Room to streamline MNPI tracking, conflict checks, and compliance oversight.
Case Study
ComplianceAlpha, eComms Surveillance, Employee Compliance

Managing MNPI Risk in Private Credit

Manage material nonpublic information risk in private credit. Learn about the SEC’s expectations, enforcement trends, and best practices for compliance controls.
Article
Compliance, Private Credit, SEC
Contact
Contact