The FCA has made surveillance a top enforcement priority for 2025, with Therese Chambers warning firms that market abuse controls must be ‘predictable, proportionate, and...
As part of the European Market Infrastructure Regulation (EMIR) Refit, the FCA and Bank of England have proposed changes to EMIR Article 9 reporting. Although...
Moving beyond ESG buzzwords to focus on clarity, credibility, and long-term value creation. Insightful conversations at the recent 2025 IA Sustainability and Responsible Investment Conference...
For years, asset owners and search consultants have requested more transparent and comparable performance results from Outsourced Chief Investment Officer (OCIO) firms. At the same...
As of June 24, 2025, ACA became aware of an active phishing campaign targeting SEC-registered financial services firms and advisers. While the scope of the...
When establishing a surveillance program, everything begins with a thorough understanding of the firm itself—that is, the lines of business your firm is in and...