Q2 2025 Regulatory Reporting Deadlines

Financial firms must meet various regulatory filing requirements throughout the year. Below are the regulatory filing submission deadlines occurring from April through June 2025.

Filing Name Regulator Submission Deadline
Form 13G 10%1 SEC Monday, April 7, 2025
Form 13H Quarterly SEC Thursday, April 10, 2025
Form PF Large Liquidity Fund Update SEC Tuesday, April 15, 2025
Financial Audit Statements Delivery SEC Wednesday, April 30, 2025
Form PF Annual Update  SEC Wednesday, April 30, 2025
Form 13G 10%1 SEC Wednesday, May 7, 2025
Form 13F Quarterly SEC Thursday, May 15, 2025
Form 13G 5%1 SEC Thursday, May 15, 2025
Form PF Private Equity Fund Advisers Quarterly Event Reporting SEC Friday, May 30, 2025
Form PF Large Hedge Fund Update SEC Friday, May 30, 2025
Form 13G 10%1 SEC Friday, June 6, 2025
Financial Audit Statements Delivery2 SEC Friday, June 27, 2025
Global Investment Performance Standards (GIPS®) Notification CFA Institute Monday, June 30, 2025
Form CTA-PR CFTC/NFA Thursday, May 15, 2025
Form CPO-PQR CFTC/NFA Friday, May 30, 2025
AIFMD Annex IV3 FCA/ESMA Sunday, April 30, 2025
AIFMD Annex IV – Fund of Funds3 FCA/ESMA Thursday, May 15, 2025
FATCA/CRS-Assessment FSRA Monday, June 30, 2025
Annual Audit Filings FINRA Tuesday, April 1, 2025
SLS Filings FINRA Thursday, April 3, 2025
Form Custody Filings FINRA Wednesday, April 3, 2025
Quarterly FOCUS Part II/IIA Filings FINRA Wednesday, April 23, 2025
SISOI Filings FINRA Monday, April 28, 2025
SIS Filings  FINRA Monday, April 28, 2025
Off-Balance Sheet Items (OBS) Form Filings FINRA Wednesday, April 30, 2025
SLS Filings FINRA Friday, May 2, 2025
Monthly and Fifth FOCUS Part II/IIA Filings FINRA Friday, May 23, 2025
SIS Filings  FINRA Thursday, May 29, 2025
Annual Audit Filings FINRA Friday, May 30, 2025
SLS Filings FINRA Wednesday, June 4, 2025
Monthly and Fifth FOCUS Part II/IIA Filings FINRA Wednesday, June 25, 2025
Annual Audit Filings FINRA Monday, June 30, 2025
SIS Filings FINRA Monday, June 30, 2025

 

1 Schedule 13G deadlines depend on the type of adviser and may occur throughout the year as thresholds are met.
2 Date to file noted. Actual filing deadline lands on a weekend.
3 Submission deadline is based upon guidelines issued by ESMA, exact date to be determined by reference to rules implemented by individual jurisdictions (in which filing obligation is owed).

Download our regulatory filings calendars

We’ve created calendars to help you stay on track with your regulatory filings. Our at-a-glance calendars provide key reporting deadlines as well as on-going and annual regulatory obligations for asset managers and broker-dealers.

Download our Asset Manager Filings Calendar

Download our Broker-Dealer Filings Calendar

How we help

Financial institutions must meet various regulatory filings requirements and other obligations, or subject their firm to penalties, sanctions, and hard-to-repair reputational losses. ACA Signature can help.

ACA Signature is a scalable solution curated to suit your firm’s unique compliance needs. We combine compliance advisory, innovative technology, and managed services to effectively address regulatory commitments and day-to-day responsibilities, including assisting with regulatory filings.

Reach out to your ACA consultant, or contact us to find out how ACA Signature can help transform your firm’s compliance program.