Solutions

FCA Cryptoasset Authorisation Support Helping crypto firms prepare for FCA authorisation and long-term regulatory readiness. As the UK moves toward a broader digital asset regulatory regime, firms need more than application support. They require scalable governance, compliance, and risk frameworks to operate within an increasingly regulated market.  Built on deep FCA and financial services experience, ACA combines regulatory, compliance, and risk expertise to help […]

Lifecycle Cybersecurity, IT, and Privacy Support for Private Markets Your strategic edge in private market investing. Today’s private equity firms face growing scrutiny from investors, regulators, and boards to improve cybersecurity oversight across their portfolios, from initial diligence to exit. Our solutions are designed to help private equity firms and their portfolio companies (PortCos) address

UK and European Regulatory Filings Support Practical, scalable solutions for FCA and EU national competent authority obligations. Managing regulatory filings across the UK and Europe can be complex and time-consuming. Different jurisdictions have different rules, and deadlines come fast. From prudential reports and annual risk assessments to fund transparency filings and compliance returns, the workload

UAE Regulatory Filings Support Simplify Your DFSA, FSRA, DIFC, and ADGM Regulatory Requirements Managing regulatory filings in the United Arab Emirates (UAE) can be complex and time-consuming. ACA Group’s Effecta helps firms submit timely and accurate filings while meeting ongoing regulatory obligations. We support firms that: Are regulated by the Dubai Financial Services Authority (DFSA)

Home Technology Compliance Oversight eLearning and Education Meet Your IAR Continuing Education Requirements Meet your IAR continuing education requirements with scale, accuracy, and audit readiness. If your firm has Investment Adviser Representatives (IARs) registered in a jurisdiction that has adopted the North American Securities Administrators Association’s (NASAA’s) Model Rule for IAR Continuing Education (CE), each

Responsible AI Risk and Governance Services AI adoption with controls, oversight, and protections that scale as maturity grows. AI adoption is accelerating across financial services. More than 84% of firms have now formally adopted AI technologies to improve efficiency, automate processes, and enhance decision-making. Globally, many AI-related risks are already addressed (at least in part)

FCA Authorisation and Outsourced Compliance Execution Mirabella Managed Solutions helping firms launch, grow, and protect their businesses. Achieving Financial Conduct Authority (FCA) authorisation and building a scalable compliance program can be complex and time-consuming. ACA Group’s Mirabella Managed Solutions supports investment managers throughout the authorisation-to-operation lifecycle by providing: FCA authorisation support: Navigate regulatory applications with

Simplify Electronic Communications Reviews with Expert Support Stay ahead of regulatory expectations with outsourced, proactive eComms oversight. Keeping pace with the growing range of business communication channels, commonly known as eComms, is an ongoing challenge. From email and messaging apps to voice platforms and social media, employees use multiple tools to conduct business, each requiring

Home Technology Compliance Oversight Compliance Management 2025 AI Benchmarking Report Understand the role of AI in compliance with insights from industry leaders. AI adoption in financial services is accelerating at a rapid pace, with 71% of firms now using the technology in some capacity. But with this rapid adoption comes new risks, regulatory uncertainty, and operational challenges.

Streamline Employee Compliance with Code of Ethics Support Reduce the burden of employee compliance with ACA’s Managed Services offering. Global regulators, including the SEC, FINRA, and FCA, continue to focus on insider trading, market abuse, and conflicts of interest. ACA’s Code of Ethics and Personal Trading Support helps firms stay proactive by streamlining oversight and