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FCA Cryptoasset Authorisation Support Helping crypto firms prepare for FCA authorisation and long-term regulatory readiness. As the UK moves toward a broader digital asset regulatory regime, firms need more than application support. They require scalable governance, compliance, and risk frameworks to operate within an increasingly regulated market. Built on deep FCA and financial services experience, ACA combines regulatory, compliance, and risk expertise to help
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Lifecycle Cybersecurity, IT, and Privacy Support for Private Markets Your strategic edge in private market investing. Today’s private equity firms face growing scrutiny from investors, regulators, and boards to improve cybersecurity oversight across their portfolios, from initial diligence to exit. Our solutions are designed to help private equity firms and their portfolio companies (PortCos) address
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UK and European Regulatory Filings Support Practical, scalable support for UK and European regulatory filings. Managing regulatory filings across the UK and Europe can be complex. ACA Group helps firms meet regulatory obligations with accurate, timely, and regulator-ready filings. Our regulatory filing services support: Financial Conduct Authority (FCA) filings: Meet ongoing FCA regulatory reporting requirements.
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UAE Regulatory Filings Support Simplify Your DFSA, FSRA, DIFC, and ADGM Regulatory Requirements Managing regulatory filings in the United Arab Emirates (UAE) can be complex and time-consuming. ACA Group’s Effecta helps firms submit timely and accurate filings while meeting ongoing regulatory obligations. We support firms that: Are regulated by the Dubai Financial Services Authority (DFSA)
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Home Technology Compliance Oversight eLearning and Education IAR Continuing Education Requirements and Training Manage IAR continuing education with scalable training, accurate tracking, and audit-ready records. Investment Adviser Representatives (IARs) registered in jurisdictions that have adopted the North American Securities Administrators Association (NASAA) Model Rule for IAR Continuing Education (CE)* must complete 12 credits of NASAA-approved
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Responsible AI Risk and Governance Services AI adoption with controls, oversight, and protections that scale as maturity grows. AI adoption is accelerating across financial services. More than 84% of firms have now formally adopted AI technologies to improve efficiency, automate processes, and enhance decision-making. Globally, many AI-related risks are already addressed (at least in part)
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FCA Authorisation and Outsourced Compliance Execution Mirabella Managed Solutions helping firms launch, grow, and protect their businesses. Achieving Financial Conduct Authority (FCA) authorisation and building a scalable compliance program can be complex and time-consuming. ACA Group’s Mirabella Managed Solutions supports investment managers throughout the authorisation-to-operation lifecycle by providing: FCA authorisation support: Navigate regulatory applications with
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Simplify Electronic Communications Reviews with Expert Support Stay ahead of regulatory expectations with outsourced, proactive eComms oversight. Keeping pace with the growing range of business communication channels, commonly known as eComms, is an ongoing challenge. From email and messaging apps to voice platforms and social media, employees use multiple tools to conduct business, each requiring
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Home Technology Compliance Oversight Compliance Management 2025 AI Benchmarking Report Understand the role of AI in compliance with insights from industry leaders. AI adoption in financial services is accelerating at a rapid pace, with 71% of firms now using the technology in some capacity. But with this rapid adoption comes new risks, regulatory uncertainty, and operational challenges.
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