Solutions

Secure Cyber Gaps Before They Are Exploited Stay ahead of threats with proactive testing. Even the best cybersecurity policies, procedures, and controls cannot guarantee protection against a cybersecurity incident. Rather than waiting for an incident to identify gaps in a firm’s cyber defenses, leading firms take a proactive approach, testing and validating their cybersecurity defenses

Simplify Prudential and Liquidity Risk Specialist support to navigate IFPR prudential obligations and ICARA. Regulators are intensifying their scrutiny of capital adequacy, liquidity risk, and governance frameworks. For investment firms, particularly those in the UK and collective portfolio management investment firms (CPMIs), the burden of prudential reporting and capital planning has grown significantly under the

Aponix Foundations Right-sized cybersecurity for financial services firms. In a landscape of constant cyber threats and increasing regulatory pressure, financial services firms need a cybersecurity solution that’s built for their unique challenges. Aponix Foundations is a purpose-built cybersecurity program developed by ACA Group’s cyber and compliance experts to help firms establish cyber governance without straining

Independent Oversight for MiFIR and EMIR Reporting Accuracy Achieve accuracy, completeness, and timeliness to spot errors before the regulators do. ACA’s Regulatory Reporting Monitoring and Assurance (ARRMA) solution combines regulatory technology and expert consulting to uncover trade and transaction reporting errors early. This award-winning offering helps build confidence in compliance and to stay ahead of

Market Abuse Risk Framework A practical, regulator-ready framework for identifying and managing market abuse risk. With growing regulatory and investor scrutiny, buy-side firms must demonstrate strong controls and conduct frameworks. ACA’s Market Abuse Risk Framework helps your firm meet expectations under the Market Abuse Regulation (MAR), MiFID II, and SM&CR. The framework, developed by experienced

Independent Performance Certification Independent validation for investment track records. In today’s competitive investment environment, a credible performance track record is essential. ACA’s Performance Certification Service provides independent third-party validation of your firm’s performance data, methodologies, and assumptions, helping you meet investor expectations and stand out in the marketplace. Is your performance track record investor-ready? Partner

Performance Consulting for Long-Term Goals Customized guidance for investment performance and data analytics. Navigating the complexities of investment performance reporting requires more than just technical expertise; it demands ongoing education, tailored support, and a deep understanding of evolving standards. ACA’s tailored guidance and training services provide your team with the tools and insights needed to

U.S. Compliance Consulting Services We provide practical, regulator-ready advice tailored to your business. From initial program design to ongoing support, ACA’s consultants help you build, enhance, and operate effective compliance programs that align with evolving regulatory expectations and your firm’s unique risk profile. Get more information ACA’s U.S. Compliance Consulting Services ACA provides tailored consulting

DTCC/NSCC Fund Sponsorship ACA Foreside Streamlines NSCC Memberships ACA Foreside can apply for, obtain, and maintain a National Securities Clearing Corporation (NSCC) membership participant number for domestic mutual funds, collective trusts, and foreign funds such as Société d’investissement à Capital variable (SICAVs) and Undertakings for Collective Investment in Transferable Securities (UCITS). Additionally, we provide guidance