Solutions

FinOp Accounting Services for Broker-Dealers Meet financial and operational requirements with confidence. ACA’s Financial and Operational (FinOp) professionals help broker-dealers comply with net capital, customer protection, and financial reporting obligations efficiently and accurately. Whether you need ongoing support or interim coverage, we deliver regulator-ready solutions tailored to your firm’s structure and needs. Get more information […]

Outsourced Regulatory Compliance Testing Services Scale your testing program without increasing headcount. ACA’s Outsourced Compliance Testing services enable firms to execute annual compliance testing plans efficiently and accurately. We deliver regulator-ready documentation, identify exceptions, and support remediation, so your firm stays exam-ready year-round without overburdening internal resources. Get more information Regulatory Compliance Testing Services We

Secure Cybersecurity Gaps Before They Are Exploited Stay ahead of threats with proactive cybersecurity testing. Even the best cybersecurity policies, procedures, and controls cannot guarantee protection against a cybersecurity incident. Rather than waiting for an incident to identify gaps in a firm’s cybersecurity defenses, leading firms take a proactive approach, testing and validating their cybersecurity

Simplify Prudential and Liquidity Risk Specialist Support to Navigate IFPR Prudential Obligations and ICARA   As regulatory expectations continue to evolve, firms must demonstrate effective prudential risk management, liquidity oversight, and financial resilience. Scrutiny across traditional and digital asset markets is increasing, placing greater emphasis on capital adequacy, liquidity management, governance, and operational sustainability. ACA

Aponix Foundations Right-sized cybersecurity support for financial services firms. In a landscape of constant cyber threats and increasing regulatory pressure, financial services firms need a cybersecurity solution that’s built for their unique challenges. Aponix Foundations is a purpose-built cybersecurity program developed by ACA Group’s cyber and compliance experts to help firms establish cyber governance without

Independent Oversight for MiFIR and EMIR Reporting Accuracy Achieve accuracy, completeness, and timeliness to spot errors before the regulators do. ACA’s Regulatory Reporting Monitoring and Assurance (ARRMA) solution combines regulatory technology and expert consulting to uncover trade and transaction reporting errors early. This award-winning offering helps build confidence in compliance and to stay ahead of

Market Abuse Risk Framework A Practical, Regulator-Ready Framework for Identifying and Managing Market Abuse Risk With growing regulatory and investor scrutiny, firms must demonstrate effective market abuse surveillance, governance, and conduct frameworks across traditional and digital asset markets. ACA helps firms strengthen market abuse controls through advisory, managed services, and technology-enabled support aligned with the

Independent Performance Certification Independent validation for investment track records. In today’s competitive investment environment, a credible performance track record is essential. ACA’s Performance Certification Service provides independent third-party validation of your firm’s performance data, methodologies, and assumptions, helping you meet investor expectations and stand out in the marketplace. Is your performance track record investor-ready? Partner

Performance Consulting for Long-Term Goals Customized guidance for investment performance and data analytics. Navigating the complexities of investment performance reporting requires more than just technical expertise; it demands ongoing education, tailored support, and a deep understanding of evolving standards. ACA’s tailored guidance and training services provide your team with the tools and insights needed to