Solutions

FinOp Accounting Services for Broker-Dealers Meet financial and operational requirements with confidence. ACA’s Financial and Operational (FinOp) professionals help broker-dealers comply with net capital, customer protection, and financial reporting obligations efficiently and accurately. Whether you need ongoing support or interim coverage, we deliver regulator-ready solutions tailored to your firm’s structure and needs. Get more information […]

Outsourced Regulatory Compliance Testing Services Scale your testing program without increasing headcount. ACA’s Outsourced Compliance Testing services enable firms to execute annual compliance testing plans efficiently and accurately. We deliver regulator-ready documentation, identify exceptions, and support remediation, so your firm stays exam-ready year-round without overburdening internal resources. Get more information Regulatory Compliance Testing Services We

Secure Cybersecurity Gaps Before They Are Exploited Stay ahead of threats with proactive cybersecurity testing. Even the best cybersecurity policies, procedures, and controls cannot guarantee protection against a cybersecurity incident. Rather than waiting for an incident to identify gaps in a firm’s cybersecurity defenses, leading firms take a proactive approach, testing and validating their cybersecurity

Simplify Prudential and Liquidity Risk Management Specialist support for IFPR compliance and ICARA. Increasing regulatory scrutiny of capital adequacy, liquidity risk, and governance requires firms to maintain effective prudential risk management and reporting. ACA Group’s Prudential Services team helps firms with: Investment Firm Prudential Regime (IFPR): Navigate evolving prudential requirements with confidence. Internal Capital Adequacy

Aponix Foundations Right-sized cybersecurity support for financial services firms. In a landscape of constant cyber threats and increasing regulatory pressure, financial services firms need a cybersecurity solution that’s built for their unique challenges. Aponix Foundations is a purpose-built cybersecurity program developed by ACA Group’s cyber and compliance experts to help firms establish cyber governance without

Independent Oversight for MiFIR and EMIR Reporting Accuracy Improve the accuracy, completeness, and timeliness of your regulatory reporting. ACA Group ‘s Regulatory Reporting Monitoring and Assurance (ARRMA) solution combines regulatory technology and expert consulting to help firms identify trade and transaction reporting errors before they become regulatory issues. ARRMA helps firms: Improve reporting accuracy: Identify

Market Abuse Risk Framework A practical, regulator-ready framework for identifying and managing market abuse risk. Growing regulatory and investor scrutiny requires firms to maintain effective market abuse surveillance, governance, and conduct frameworks across traditional and digital asset markets. ACA Group helps firms strengthen their market abuse risk framework through advisory, managed services, and technology-enabled solutions

Independent Performance Certification Independent validation for investment track records. In today’s competitive investment environment, a credible performance track record is essential. ACA’s Performance Certification Service provides independent third-party validation of your firm’s performance data, methodologies, and assumptions, helping you meet investor expectations and stand out in the marketplace. Is your performance track record investor-ready? Partner

Performance Consulting for Long-Term Goals Customized guidance for investment performance and data analytics. Navigating the complexities of investment performance reporting requires more than just technical expertise; it demands ongoing education, tailored support, and a deep understanding of evolving standards. ACA’s tailored guidance and training services provide your team with the tools and insights needed to