Solutions

Home Industries Private Markets Compliance, Risk, and Deal Diligence Services for Private Market Firms Worldwide Comprehensive advisory, managed services, and regulatory technology for your firm. The regulatory burden and investor expectations for private markets firms are increasing. Do you have the time and bandwidth to keep up? ACA Group brings decades of experience working with […]

Home Industries Investment Companies Building Resilient Compliance Programs for Registered Investment Companies Launch, grow, and protect your investment strategies and business. We can help build a resilient compliance program for registered funds and related advisers that meet your regulatory obligations. With over 20 years of experience, we provide the expertise and tools to help registered

Home Industries Hedge Funds Gain a Competitive Edge with GRC Solutions for Hedge Funds Navigate compliance challenges with advisory, managed services, and regulatory technology. Build a strong culture of compliance to help your hedge fund mitigate compliance risks and reduce overhead costs amid evolving financial and regulatory landscapes. We’ll guide you every step of the

Home Industries Broker-Dealers and Securities Brokers GRC Solutions to Power Compliance for Broker-Dealers Meet compliance and regulatory expectations with advisory, managed services, and tech. Change is constant, and firms have to readjust their compliance program every time a new product or service is launched, or a regulation is introduced or changed. ACA Group can help

Information Security ACA Group Information Security Policies As of March, 2021  ACA Group (“ACA”) has developed and implemented an Information Security Management Program (“ISMP”) to ensure that ACA has a robust information safeguarding program that addresses ACA’s information safeguarding obligations under applicable privacy and information safeguarding laws, as well as ACA’s contractual obligations. Specifically, ACA’s

Modern Slavery and Human Trafficking Transparency Statement Introduction ACA Group (“ACA”) is committed to combating modern slavery and human trafficking by identifying areas of potential risk in our business and supply chains, and implementing risk mitigation controls accordingly. This statement explains our current risk profile and the steps we have taken and those we plan

Home Technology Surveillance and Monitoring Employee Compliance​ Employee Compliance Management Streamline employee conduct, personal trading, and compliance disclosures. ACA Group’s Employee Compliance solution helps regulated financial services firms strengthen employee compliance oversight, manage potential conflicts of interest, and automate monitoring and surveillance of employee conduct. The solution helps firms: Monitor conflicts of interest: Track and

Confidence in Compliance Technology Managed Services Cybersecurity ESG Performance Distribution The only end-to-end governance, risk, and compliance partner for financial institutions—combining expert advisory and powerful technology to reduce risk, fuel growth, and protect your firm. Request a Strategy Session Our Solutions Enhance Your Governance, Risk, and Compliance Programs Partner with ACA Group for innovative technology, scalable

FCA Compliance Training Courses Practical FCA compliance training for today’s regulatory environment. Help your team stay compliant with ACA Group’s comprehensive financial compliance training courses. Whether you’re onboarding new employees or updating existing staff, our virtual and in-person training programs help your team: Understand the Financial Conduct Authority (FCA) regulatory framework: Build knowledge of key

Home Industries Asset Managers and Investment Advisers Transforming GRC for Asset Managers and Investment Advisers Worldwide Comprehensive advisory, managed services, and regulatory technology for your firm. Struggling with ever-changing regulations and increasing regulatory compliance demands? We can help. ACA brings decades of experience in working with asset managers, delivered by a global team of former