Solutions

Home Industries Investment Companies Building Resilient Compliance Programs for Registered Investment Companies Launch, grow, and protect your investment strategies and business. We can help build a resilient compliance program for registered funds and related advisers that meet your regulatory obligations. With over 20 years of experience, we provide the expertise and tools to help registered […]

Home Industries Hedge Funds Gain a Competitive Edge with GRC Solutions for Hedge Funds Navigate compliance challenges with advisory, managed services, and regulatory technology. Build a strong culture of compliance to help your hedge fund mitigate compliance risks and reduce overhead costs amid evolving financial and regulatory landscapes. We’ll guide you every step of the

Home Industries Broker-Dealers and Securities Brokers GRC Solutions to Power Compliance for Broker-Dealers Meet compliance and regulatory expectations with advisory, managed services, and tech. Change is constant, and firms have to readjust their compliance program every time a new product or service is launched, or a regulation is introduced or changed. ACA Group can help

Information Security ACA Group Information Security Policies As of March, 2021  ACA Group (“ACA”) has developed and implemented an Information Security Management Program (“ISMP”) to ensure that ACA has a robust information safeguarding program that addresses ACA’s information safeguarding obligations under applicable privacy and information safeguarding laws, as well as ACA’s contractual obligations. Specifically, ACA’s

Modern Slavery and Human Trafficking Transparency Statement Introduction ACA Group (“ACA”) is committed to combating modern slavery and human trafficking by identifying areas of potential risk in our business and supply chains, and implementing risk mitigation controls accordingly. This statement explains our current risk profile and the steps we have taken and those we plan

Home Technology Surveillance and Monitoring Employee Compliance​ Employee Compliance Management Streamline code of conduct, trading, and disclosures. Enhance your compliance oversight and effectively manage potential conflicts of interest with ACA’s Employee Compliance solution. Our intuitive platform automates monitoring and surveillance for employee conduct, helping regulated financial services firms ensure adherence to policies and regulatory standards.

Confidence in Compliance Technology Managed Services Cybersecurity ESG Performance Distribution The only end-to-end governance, risk, and compliance partner for financial institutions—combining expert advisory and powerful technology to reduce risk, fuel growth, and protect your firm. Request a Strategy Session Our Solutions Enhance Your Governance, Risk, and Compliance Programs Partner with ACA Group for innovative technology, scalable

FCA Compliance Training Courses Ensure your team stays compliant with our comprehensive financial compliance training courses. Whether you’re onboarding new members or updating existing staff, our range of virtual and in-person training sessions cover the essential FCA regulatory framework to navigate and apply compliance effectively.  What Do You Need Training On? We offer a wide

Home Industries Asset Managers and Investment Advisers Transforming GRC for Asset Managers and Investment Advisers Worldwide Comprehensive advisory, managed services, and regulatory technology for your firm. Struggling with ever-changing regulations and increasing regulatory compliance demands? We can help. ACA brings decades of experience in working with asset managers, delivered by a global team of former

Home Managed Services Outsourced Managed Services Unlock efficiency and reduce risk with expert-led, AI-powered Managed Services solutions for compliance and investment performance. Outsource your compliance and investment performance management to a team backed by award-winning technology. Our Managed Services combine deep regulatory expertise with intelligent tools to simplify your processes, save time, reduce costs, and