Solutions

Marketing and Financial Promotions Reviews

Streamline Your Marketing and Financial Promotions Review Accelerate marketing approvals with AI-powered insight. Streamline the review of marketing materials and financial promotions with ACA’s Marketing Review solution, powered by Encore AI. Embedded within ComplianceAlpha®, our advanced technology strategically integrates AI to reduce manual effort, making reviews faster, smarter, and safer. Key capabilities include: AI-powered document […]

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eLearning and Education Solutions for Regulatory Compliance Training

Home Technology Compliance Oversight eLearning and Education eLearning and Education Solutions for Regulatory Compliance Training Deliver, track, and manage employee regulatory compliance training with ease. ACA’s eLearning and Education solution helps financial services firms simplify compliance training with scalable, web-based courses covering key topics like AML, cybersecurity, and workplace conduct. Easily manage course assignments, monitor

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Compliance Management

Home Technology Compliance Oversight Compliance Management Compliance Program Management Solution Automate compliance tasks and streamline oversight from a single platform. Stay ahead of regulatory demands and streamline your compliance management with ACA’s cutting-edge software. Our Compliance Management solution digitizes and simplifies your compliance tasks, providing: Seamless risk monitoring: Efficiently track and manage compliance risks and

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Market Abuse Surveillance

Home Technology Surveillance and Monitoring Market Abuse Surveillance Transform Your Trade Surveillance Detect market abuse risks early and respond with confidence. Comply with global regulatory obligations and enhance your trade surveillance program with ACA’s cutting edge RegTech software. Our solution integrates global data sources and intelligent, risk-based outlier detection to provide: Comprehensive Event Analysis: Gain

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Control Room Compliance

Technology Surveillance and Monitoring Control Room Compliance Centralize and Secure Sensitive Compliance Data Simplify and automate conflict of interest tracking. In the evolving regulatory environment, firms need a powerful command center to manage sensitive information and conflicts of interest. ACA’s Control Room solution provides a centralized platform that acts as your command center for overseeing

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Simplified eComms Surveillance Monitoring Solution

Home Technology Surveillance and Monitoring eComms Capture, Archive, and Surveillance Simplified Communication Compliance Easily capture, archive, and surveil digital communications, powered by Encore AI. With employees increasingly using platforms like Teams, Zoom, and WhatsApp, capturing these communications is more challenging. Regulators are intensifying their scrutiny of how companies handle these risks. ACA’s eComms Capture, Archive,

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Vantage for Cyber

Vantage for Cyber Purpose-built cybersecurity oversight for private markets. ACA Vantage for Cyber (“Vantage”) is the only cybersecurity solution designed specifically for private equity, venture capital, real estate, and private debt firms to assess and monitor portfolio cybersecurity risks. With Vantage, you gain continuous visibility into cyber risks across your portfolio, empowering smarter investments and risk management, stronger valuations, and operational efficiencies.  Get

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Surveillance and Monitoring

Elevate Your Surveillance and Monitoring with ACA ComplianceAlpha Detect, manage, and prevent compliance risks with confidence. Looking to transform and future-proof how you approach regulatory oversight? Turn to ACA ComplianceAlpha’s powerful surveillance and monitoring services. Our integrated suite of solutions ensures you stay ahead of compliance risks with real-time detection and comprehensive monitoring. Discover how

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Compliance Oversight

Compliance Oversight Simplified with ACA ComplianceAlpha Technology-driven solutions to streamline compliance oversight. Looking to innovate and secure your approach to regulatory compliance? Turn to ACA ComplianceAlpha®’s advanced suite of corporate compliance and oversight solutions. Our integrated tools empower you to streamline processes, strengthen your cybersecurity posture, and maintain a robust compliance program management. Discover how

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Investment Performance

Validate Your Investment Performance with ACA’s Services Solutions to enhance investment performance and compliance. Maximize your investment performance framework with ACA’s comprehensive services. Our solutions help you to enhance business models, manage costs, and navigate market challenges effectively. We are here to help you:  Achieve Global Investment Performance Standards (GIPS®) compliance.  Outsource your performance calculations—wholly or

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