our_solutions_

Services

Innovative GRC solutions for financial services firms

Contact Us

Our GRC solutions

Our solutions integrate expert consulting, on-demand managed services, and our scalable ComplianceAlpha® RegTech platform to help over 3,500 leading Financial Services firms protect and grow their business.

AML and Financial Crimes

Address financial crimes-related threats and regulatory concerns with our team of former regulators and auditors.

Regulatory Technology (RegTech)

Build a scalable and resilient compliance program with our ComplianceAlpha® RegTech solutions platform backed by managed services support.

Compliance Advisory

Strengthen your compliance program with our global team of compliance professionals.

Cybersecurity, Privacy, and Risk

Build cyber and operational resilience across your firm with our team of cybersecurity and technology risk experts.

ESG Advisory, Data, and Analytics

Gain clarity on your firm’s ESG requirements and build a strong compliance program with our dedicated ESG advisory practice - and access values-based tools and data to assess and grow your impact with our analytics software. 

ACA Foreside Distribution Solutions

We work with asset management firms throughout the world to facilitate compliance and product distribution through legal underwriting, registered representative licensing, and DTCC/NSCC fund sponsorship. 

Managed Services

Maximize your firm’s time and efficiency with our technology-powered managed services.

Mirabella Regulatory Hosting

Get your firm up and running quickly with our regulatory hosting support services in Europe.

Performance Services

Stay in compliance with the GIPS® standards and investment performance rules with the world’s largest team of GIPS standards verifiers.

1 of
highway ramps aerial view

Addressing complex GRC challenges across your firm

  • Regulatory Change
  • Risk Mitigation
  • Cyber & Operational Resilience
  • Digital Transformation
  • Resource Constraints
  • Oversight & Transparency
  • Scalability & Optimization
  • Key Person Risk
woman looking at compliancealpha market abuse surveillance solution items of interest on laptop screen

Delivering scalable GRC solutions tailored to your business

  • Expert advisory: Strengthen your compliance program and gain clarity on regulatory change and industry best practices
  • On-demand managed services: Maximize your firm's time and efficiency by offloading manual and time-consuming tasks
  • Scalable, award-winning technology: Build a more comprehensive and resilient compliance program with ComplianceAlpha®

News

Advisers’ Concerns of Off-Channel Communications Surpasses the Marketing Rule as Top Compliance Concern, Survey Reveals

Advisers’ concerns of off-channel communications eclipsed the Marketing Rule as the top compliance concern, according to the 2024 Investment Management Compliance Testing Survey.

ACA Group Named Most Preferred Workplace by Marksmen/India Today 2024-2025

ACA Honored with Marksmen/India Today Award for Most Preferred Workplace for 2024-2025

Apex Group and ACA Form Strategic Partnership to Enhance Client Experience

Apex Group and ACA form strategic partnership to enhance client experience. The alliance enables clients to seamlessly identify a reputable service provider that will help support and protect their business.

More News

Upcoming events

More Events