The UK Investment Firm Prudential Regime – Implementation and challenges of new rules
Join ACA and AIMA for a discussion of the upcoming UK Investment Firm Prudential Regime
Webcast
Our PACT to Our Clients
We are deeply committed to helping our clients succeed. When you work with us, you will have our PACT to deliver:
- People you trust
- Accountability for excellence
- Client network insights
- Technology-powered services
ACA is committed to providing our clients world class service, outstanding professionals, award winning technology, and powerful industry insights. We derive immense pride from the quality of our products and services, the loyalty of our clients, and the integrity of our team.
Carlo di Florio, Global Chief Services Officer
We are committed to building teams that can add value and clarity to your business.
You will have access to our GRC experts’ trusted guidance and practical subject matter expertise to navigate regulatory change and make informed decisions.
We are committed to delivering quality, high-touch service and tailored solutions that help you protect and grow your business.
You will have our proven commitment to deliver quality, high-touch service and tailored solutions that help you protect and grow your business.
We are committed to providing valuable insights to help you stay on top of regulatory change and industry trends.
You will have access to unique insights, trends, and benchmarking data gathered from our network of over 3,500 financial services clients.
We are committed to developing tech-powered services that help build better GRC programs.
You will have a scalable and demonstrable GRC program that can help protect and grow your business.
News
ACA Group Acquires Catelas to Create Industry-first 360 Surveillance Offering
The acquisition of Catelas further enhances the holistic surveillance capabilities of ACA’s RegTech platform. Catelas’ patented technology automates the mapping of how people connect and form groups within a firm, isolates collusion risk, and detects high-risk behaviors.
ACA Group and the Investment Adviser Association Announce Strategic Partnership
ACA Group (ACA), a leading provider of governance, risk, and compliance (GRC) advisory services and technology solutions, today announced that it has entered into a strategic partnership with the Investment Adviser Association (IAA), a leading organization dedicated to advancing the interests of investment advisers.
ACA Group Continues to Enhance Compliance Team with New Hires: Former CCOs, Examiners, and General Counsels
ACA has recently welcomed several new members to our investment adviser practice, all of whom bring years of experience and skills to the team. These additions help us accommodate the developing regulatory landscape and meet our client’s specific needs.
Upcoming events
Compliance is Easier Than You Think: Claiming Compliance with 2020 GIPS® Standards for Alternative Investment Managers
ACA recently released a white paper series that covers those details managers need to know to claim compliance with the 2020 Global Investment Performance Standards. Join ACA for a webcast discussion to review how to claim compliance.
Webcast
Senior Management Obligations under the SM&CR - 30 September 2021
The ever-increasing focus by the Regulators on the accountability of senior management, particularly when things go wrong, emphasises how important it is for individuals in senior positions to have a clear understanding of what is expected of them. This succinct course is designed to assist Senior Managers to have a full understanding of what they need to do to achieve compliance with the rules under the obligations created by the Senior Managers and Certification Regime (SMCR).
Online Training