SEC Examinations: What to Expect and How to Prepare
Hear from our experienced ACA Wealth experts who will discuss SEC examinations, including what to expect, what we’re seeing in the current landscape, and how to prepare.
Webcast
Our PACT to Our Clients
We are deeply committed to helping our clients succeed. When you work with us, you will have our PACT to deliver:
- People you trust
- Accountability for excellence
- Client network insights
- Technology-powered services
ACA is committed to providing our clients world-class service, outstanding professionals, award-winning technology, and powerful industry insights. We derive immense pride from the quality of our products and services, the loyalty of our clients, and the integrity of our team.
Carlo di Florio, Global Advisory Officer
We are committed to building teams that can add value and clarity to your business.
You will have access to our GRC experts’ trusted guidance and practical subject matter expertise to navigate regulatory change and make informed decisions.
We are committed to delivering quality, high-touch service and tailored solutions that help you protect and grow your business.
You will have our proven commitment to deliver quality, high-touch service and tailored solutions that help you protect and grow your business.
We are committed to providing valuable insights to help you stay on top of regulatory change and industry trends.
You will have access to unique insights, trends, and benchmarking data gathered from our network of over 3,500 financial services clients.
We are committed to developing tech-powered services that help build better GRC programs.
You will have a scalable and demonstrable GRC program that can help protect and grow your business.
News
SEC Private Fund Unit Veteran Michele Foldenauer Joins ACA Group to Co-Lead Tech-Enabled Mock Examination Team
ACA Group is excited to announce that Michele Foldenauer has joined ACA Group as a Managing Director and a leader of our tech-enabled Mock Examination Team.
ACA Group Named a 2024 DataTech50 Provider
ACA Group acknowledged as one of the most innovative tech companies offering data management solutions in financial services
ACA Group Expands U.S. Compliance Team with Former SEC and FINRA Regulators, In-House CCOs, Seasoned Regulatory Consultants, and Attorneys
We are committed to meeting the needs of our clients. This year, we have made several notable additions to the team to help us to continue to operate at the forefront of the compliance industry. Learn more about our team.