RegTech Insights

Our RegTech professionals develop resources and insights to help investment adviser firms understand how technology can aid risk and compliance management and how to incorporate RegTech into their own programs. Below are our most recent insights.

Latest RegTech insights

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ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year

ACA Group Recognized as RegTech100 Company for Fifth Consecutive Year

News
  • RegTech
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ACA Group Recognized at Pittsburgh Technology Council’s Tech 50 

ACA Group Recognized at Pittsburgh Technology Council’s Tech 50

News
  • Cybersecurity
  • RegTech
  • ACA News
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Best Practices for Capturing Employee Personal Trading Activity for SEC-Regulated Firms

In today's complex financial landscape, SEC-regulated firms face increased scrutiny around the monitoring and reporting of employees' personal trading activities.

Article
  • RegTech
  • ComplianceAlpha
  • Compliance
Cyber

Mastering Digital Communications Governance: Common Questions Answered

Communications surveillance has emerged as a critical area for asset managers to ensure compliance.

Article
  • RegTech
  • ComplianceAlpha
  • eComms Surveillance
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Mobile Communication Capture: Navigating the Landscape of Governed vs. Native Solutions

As mobile communication becomes the dominant medium for business, the need for robust mobile capture solutions has never been greater.

Article
  • eComms Surveillance
  • RegTech
  • ComplianceAlpha
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Automating Success: How Tech-Driven Compliance Becomes A Competitive Differentiator

By automating routine tasks and consolidating data, RegTech can enable compliance teams to focus on what really matters.

Article
  • RegTech
  • ComplianceAlpha
  • AML and Financial Crime
  • eComms Surveillance
  • Trade Surveillance
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RegTech in Action


Our demo series showcasing ComplianceAlpha in individual, click-by-click demos. In 30 minutes or less, you will see our RegTech in Action and how it can elevate your daily compliance functions. 

 

On demand RegTech webcasts

ComplianceAlpha® 2021Q2 Demo

Join us as ACA's Jordan Schwartz will provide a live demo of the new features recently added to ComplianceAlpha®.

Webcast