ComplianceAlpha® 2021Q2 Demo
Join us as ACA's Jordan Schwartz will provide a live demo of the new features recently added to ComplianceAlpha®.
Webcast
RegTech Insights
Our RegTech professionals develop resources and insights to help investment adviser firms understand how technology can aid risk and compliance management and how to incorporate RegTech into their own programs. Below are our most recent insights.
Latest RegTech insights
Manage Communications Compliance with Confidence
Gain essential insights to help you build and maintain an effective digital communications governance strategy that meets global regulatory standards.
Article
- eComms Surveillance
- ComplianceAlpha
- RegTech
ACA Group Named a 2024 DataTech50 Provider
ACA Group acknowledged as one of the most innovative tech companies offering data management solutions in financial services
News
- ACA News
- RegTech
Key Points From the XLoD Global Surveillance Summit New York 2024
The summit revealed that although innovation in compliance is importance, but it’s clear that many firms are still finding it challenging to keep pace.
Article
- RegTech
- ComplianceAlpha
- eComms Surveillance
Harnessing New Technology to Enhance Communications Surveillance Programs
It is important for firms to adopt a next-generation approach to capturing, archiving, and surveilling communications
Article
- RegTech
- ComplianceAlpha
- eComms Surveillance
Harris-Walz Campaign Contributions May Trigger Pay-to-Play Rules
With the selection of Minnesota Governor Tim Walz as the 2024 Democratic Party candidate for Vice President of the United States, federal, state, and local rules on political contributions come into sharp focus.
Compliance Alert
- Compliance
- ComplianceAlpha
- RegTech
- SEC
- FINRA
The Evolution of Communications Surveillance
How we comply with the books and records requirement has changed as technology has advanced.
Article
- RegTech
- ComplianceAlpha
- eComms Surveillance
RegTech in Action
Our demo series showcasing ComplianceAlpha in individual, click-by-click demos. In 30 minutes or less, you will see our RegTech in Action and how it can elevate your daily compliance functions.
On demand RegTech webcasts
Leveraging New Technology for Side Letter and Legal Document Management
Join us for a live webcast as we discuss the intricacies and challenges for financial firms associated with the volume and complexity of side letter and legal document management and demonstrate how ACA's new technology solution can help.
Webcast
Regulatory Spotlight: The Heightened Focus on Insider Trading and Market Abuse Due to COVID-19
Join ACA as we discuss the current regulatory climate and what firms need to know to protect their business.
Webcast