Technology Insights

Firms are turning to technology at a record rate thanks in large part to the pandemic. According to industry analyst Greenwich Associates58% of firms invested in third-party surveillance technology in 2020almost double from the same period in 2019. This is supported by the findings in Thomson Reuters' Fintech, RegTech and the Role of Compliance Report 2021: of the 400 compliance and risk practitioners surveyed, 70% said the pandemic has increased their reliance on technology.

But while firms are making progress with the digitization of their compliance programs, there is still work to be done: a recent OCIE Risk Alert noted technology gaps as an area of deficiency in investment adviser compliance programs.

Our regulatory technology professionals develop resources and share insights to help firms understand the impact of technology on risk and compliance and how they can best incorporate technology into their own programs. Below are our most recent insights.

Watch our on demand demo of ComplianceAlpha 2021Q2

ComplianceAlpha 2021Q2 introduces new features and sophisticated technology such as natural language processing (NLP) for marketing reviews and legal document tracking (side letters and NDAs), a new integrated eLearning solution, and more.

Latest insights

ACA Technology Solutions Wins Awards from HFM Technology, Alt Credit Intelligence, and Fund Intelligence

ACA Technology is the recipient of several recent industry awards.

Press Release
  • Regulatory Technology

6 Ways to Stay Ahead of Financial Regulators with RegTech

Regulators globally continue to invest in developing their technological capabilities to quickly and efficiently manage data, and they expect investment firms to do the same. In this blog post, we discuss what you need to know and how regulatory technology solutions can help.

Article
  • Regulatory Technology

ACA Technology Solutions Celebrates 2018 RegTech Growth and Innovation

ACA is marking a successful year of regulatory technology (“RegTech”) product innovation, global team expansion, and client growth in 2018.

Press Release
  • Regulatory Technology
  • ACA News

ACA Shortlisted for Multiple Awards for Compliance Advisory, Technology, and Cybersecurity

ACA has been shortlisted for multiple awards by the HFM US Hedge Fund Technology Awards 2019, Fund Technology and WSL Awards 2019, and Alt Credit Intelligence US Services Awards 2019, and Private Asset Management Awards 2019.

Press Release
  • Regulatory Technology

Employee Data Governance Policies: Minimizing Impact, Maximizing Value

Regulatory mandates and pressure from investors are driving firms to implement new security policies which can be challenging for employees. Here's a set of key guidelines to minimize the impact and maximize the value of implementations for your employees.

Article
  • Regulatory Technology

How RegTech Helps Compliance Teams Increase Efficiency and Reduce Risk

Although regulatory compliance will always be a function led and directed by people, technology can support those efforts and make processes more efficient and effective. Here are five ways it can be of benefit to your firm to make RegTech an everyday part of your compliance program.

Article
  • Regulatory Technology

On demand regulatory technology webcasts

ComplianceAlpha® 2021Q2 Demo

Join us as ACA's Jordan Schwartz will provide a live demo of the new features recently added to ComplianceAlpha®.

Webcast