This course is designed to assist Senior Management to embed a compliance ethos in the individual and a strong compliance culture throughout the firm.
Our GRC solutions
Our solutions integrate expert consulting, on-demand managed services, and our scalable ComplianceAlpha® technology platform that help over 3,500 leading Financial Services firms protect and grow their business.
Addressing complex GRC challenges across your firm
- Regulatory Change
- Risk Mitigation
- Cyber & Operational Resilience
- Digital Transformation
- Resource Constraints
- Oversight & Transparency
- Scalability & Optimization
- Key Person Risk
Delivering scalable GRC solutions tailored to your business
- Expert consulting: Strengthen your compliance program and gain clarity on regulatory change and industry best practices
- On-demand managed services: Maximize your firm's time and efficiency by offloading manual and time-consuming tasks
- Scalable, award-winning technology: Build a more comprehensive and resilient compliance program with ComplianceAlpha®
Russell Investments Selects ACA Group’s ComplianceAlpha to Modernize Their Risk and Compliance Program from a Single Platform
Russell Invesments has selected ACA's ComplianceAlpha® to help modernize and streamline their compliance program.
This week, ACA Compliance Group made the move to ACA Group, better known to our clients and industry partners as ACA.
There is just one week to go until Regulatory Horizon 2021 | Navigating Evolving Risks, our free-to-attend European based conference for financial services firms is running from 2-4 March. We outline five reasons why this event is worth adding to your calendar.
The role of the Money Laundering Reporting Officer (MLRO) is a mandatory position in all firms in the Financial Services Industry. This reflects the statutory objective that the Regulator(s) have for ensuring that firms behave with “Integrity”, particularly relating to financial crime prevention. The MLRO therefore plays a significant role in assisting Senior management to ensure that systems and controls relating to anti-money laundering (AML) and countering the risk of terrorist financing (CTF) are appropriate and effective. This course provides practical advice and guidance on the responsibilities of the MLRO, what is expected by the Regulators, both of the Senior Management and the MLRO, and how those responsibilities can be achieved. It should be noted that attendance at this course does assume a good knowledge of the UK’s AML/CTF regulations.
The role of the Compliance Officer is a mandatory position in all firms in the Financial Services Industry. They play a major role in assisting Senior Management to ensure that appropriate and effective systems and controls are in place to achieve and maintain compliance with the applicable Rules. While the nature of the Compliance Function is likely to differ from one firm to another, this course provides an easy to follow breakdown of what the Regulator expects of a Compliance Officer and explains, in practical terms how the regulatory expectations and those of Senior Management can be achieved.