The ever-increasing focus by the Regulators on the accountability of senior management, particularly when things go wrong, emphasises how important it is for individuals in senior positions to have a clear understanding of what is expected of them. This succinct course is designed to assist Senior Managers to have a full understanding of what they need to do to achieve compliance with the rules under the obligations created by the Senior Managers and Certification Regime (SMCR).
Our GRC solutions
Our solutions integrate expert consulting, on-demand managed services, and our scalable ComplianceAlpha® technology platform that help over 3,500 leading Financial Services firms protect and grow their business.
Addressing complex GRC challenges across your firm
- Regulatory Change
- Risk Mitigation
- Cyber & Operational Resilience
- Digital Transformation
- Resource Constraints
- Oversight & Transparency
- Scalability & Optimization
- Key Person Risk
Delivering scalable GRC solutions tailored to your business
- Expert consulting: Strengthen your compliance program and gain clarity on regulatory change and industry best practices
- On-demand managed services: Maximize your firm's time and efficiency by offloading manual and time-consuming tasks
- Scalable, award-winning technology: Build a more comprehensive and resilient compliance program with ComplianceAlpha®
With less than six months to go until UK investment firms are subjected to a completely new prudential regime, a recent survey reveals that the industry is vastly underprepared. The data shows that just 4% of respondents are ready and capitalised for the FCA’s new Investment Firm Prudential Regime (IFPR) coming into effect in January 2022. Learn more about what this means for firms.
Waters Rankings 2021 Name ACA Group's ComplianceAlpha® Best Anti-Money Laundering Compliance Solution Provider
Our ComplianceAlpha® platform has been named Best Anti-Money Laundering Compliance Solution Provider in the Waters Rankings 2021.
ACA's Regulatory Reporting Monitoring & Assurance (ARRMA) service winner of the 2021 HFM European Technology Awards
Within a year of launching, ACA Group is delighted to announce that our ACA Regulatory Reporting Monitoring & Assurance (ARRMA) service has been selected as Best Regulatory Reporting Solution in the 2021 HFM European Technology Awards.
Senior management in Financial Services firms have a responsibility to ensure their employees have sufficient knowledge and understanding of the Regulatory environment they are working in. This knowledge helps in emphasising the need for compliance with policies and procedures in order to protect the firm and the individual from failing to “do the right thing”.
This course is specifically designed to assist Senior Management in meeting their statutory and regulatory obligations.