Private Fund Adviser Rules Gap Analysis

Anticipate, understand, and align with the new requirements while mitigating risks associated with non-compliance. 

Our dedicated team is here to help you get ready for the changes ahead related to the Private Fund Adviser Rule (IA-5955). Our services go beyond the surface-level understanding of regulations and delve deep into the specific needs of your firm. 

By partnering with us, you can proactively assess your current practices, address compliance gaps, optimize your operational and compliance structures, and gain a strategic advantage.  

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How we help

Our Private Fund Adviser Rules Readiness Assessment is designed to comprehensively evaluate your operational, compliance, and reporting structures against the newly- proposed SEC Private Fund Rules’ requirements.  

Delivered by our regulatory advisory and investment performance experts, we evaluate your existing frameworks alongside the new rules’ requirements, identify gaps and areas of concern that require attention, and facilitate informed decision-making. 

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Consult and guide

Gain comprehensive guidance on interpreting the intricacies of the private fund rules, with recommendations on refining your firm's compliance program and investor reporting requirements. 

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Integrate peer knowledge 

Incorporate insights from industry best practices and benchmarking, effectively positioning your firm within the private fund landscape. 

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Deliver tailored strategies 

Identify actionable steps and strategies specifically designed to optimize your firm's compliance program and comply with the new regulations. 

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Partner with ACA for Peace of Mind

We have a series of tailored solutions that help you to stay ahead of the curve and ensure that your firm is not just compliant with the SEC Private Fund Adviser Rules but also well-prepared for future regulatory developments. 
 

Why choose ACA’s Private Fund Adviser Rules Readiness Assessment? 

We are uniquely positioned to assess your firm’s readiness regarding every aspect of the new rules. Our expert team is comprised of former SEC regulators and Chief Compliance Officers who have successfully reacted to regulatory changes and can stay on top of upcoming reforms. Our performance specialists - which includes the largest group of investment performance experts - brings unparalleled depth and breadth of knowledge.

With hands-on experience, we offer a holistic perspective, giving you informed insights across the intertwining areas of investment performance and compliance. 

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Gain a strategic advantage

Being prepared for the new regulations is not just a defensive move; it's a strategic one that helps ensure a seamless transition and identifies areas that need to be addressed. By engaging us for a readiness assessment, you gain a competitive edge, instilling confidence in clients and investors. 

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Insightful recommendations

We provide precise guidance based on the assessment's findings, allowing you to make informed decisions on areas that require attention and modification to comply with the new regulations. Our detailed roadmap is not just about compliance; it's about improving operational efficiency and aligning with industry best practices. This assists you with ensuring that your firm operates at its best, even in the face of evolving regulatory landscapes. 

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Cost and time efficiencies

Avoid the costly repercussions of last-minute implementation and regulatory scrutiny. By engaging with us, you benefit from early detection of gaps and deficiencies so they can be addressed well in advance of the new rules’ regulatory deadlines.

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Mitigate compliance risks

Identifying and addressing compliance gaps is the first step towards avoiding costly penalties and reputational damage.