Best Practices for Outsourcing Cybersecurity Needs
We will discuss how to identify the right Managed Service Providers to fit your firm's strategy, and understand the effectiveness of the MSPs your firm works with.
Global Investment Performance Standards (GIPS®) compliance and investment performance services
Our team — comprised of more than 60 professionals with extensive performance experience — provides GIPS standards verification and consulting services to investment managers around the globe.
Join ACA and K&L Gates for a detailed explanation of the specific performance requirements of the new Marketing Rule, how they differ from prior no-action letters, and what steps a firm should take now in order to be ready by the deadline.
Our unique perspective is informed by our real-world experience, deep subject matter expertise, and extensive client network.
In addition to developing marketing materials and ensuring appropriate disclosures, firms must ensure that the performance being generated truly reflects the fund or strategy being offered.
As February quickly moves into March, firms are looking to begin or finalize the updates needed for the GIPS Reports so that they can market 2020 performance results. Below is a checklist to help determine if your firm has considered all the items needed to ‘flip the switch’ over to the 2020 GIPS standards.
We are pleased to announce the release of our new master class series on the SEC’s Marketing Rule! Sponsored by the NSCP and ACA Group and developed by Patrick Hayes, host of the Compliance In Context Podcast, and Carlo di Florio, ACA Group’s Global Advisory Leader.
ACA Group has been named one of the 100 most innovative AIFinTech companies in the financial industry by FinTech Global.
For the second year in a row, implementing the SEC’s Marketing Rule for Investment Advisers remains the number one worry for investment adviser compliance officers, according to the 2022 Investment Management Compliance Testing Survey.
We will discuss how to identify the right Managed Service Providers to fit your firm's strategy, and understand the effectiveness of the MSPs your firm works with.