Comprehensive Advisory Solutions

Expert compliance guidance for financial services firms.

Navigate the intricate landscape of financial services with confidence, supported by ACA Group’s Governance, Risk, and Compliance (GRC) Advisory Services. Our expertise spans regulatory compliance, cybersecurity, ESG, investment performance, and AML, ensuring your firm thrives in a dynamic environment.

We deliver tailored consulting services that ensure alignment with your firm’s goals and regulatory requirements, helping you achieve compliance excellence and operational efficiency.

Want to learn more? Connect with our team today.

Your trusted partners in GRC

Our team:

1,400+ employees, globally
60+ former regulators (SEC, FINRA, FCA, CFTC/NFA, and State)
90+ former in-house CCOs
91 FINRA Series 24, 26, 27, 28 licenses

With dedicated consultants
offering specialized support:

300+ compliance professionals
55+ cybersecurity and risk professionals
50+ investment performance specialists
20+ ESG professionals
120+ distribution professionals

What do you need help with?

Our advisory services cover critical aspects of governance, risk, and compliance, offering expert guidance and tailored solutions for your firm’s specific needs. By leveraging our deep industry knowledge, we help you build robust compliance programs that mitigate risks and enhance your firm’s operational resilience.

Regulatory Compliance

Strengthen your compliance program with our team of 300+ global compliance professionals including 60+ former regulators (SEC, FINRA, FCA, CFTC/NFA, and State) and 100+ former in-house CCOs.

Regulatory Compliance

Strengthen your compliance program with our team of 300+ global compliance professionals including 60+ former regulators (SEC, FINRA, FCA, CFTC/NFA, and State) and 100+ former in-house CCOs.

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ESG

Develop and implement a comprehensive ESG strategy that meets regulatory requirements and enhances your firm’s sustainability practices with our regulatory compliance solutions.

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AML and Financial Crimes

Address financial crimes-related threats with our team of former regulators and auditors.

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Regulatory Hosting

Gain faster access to the UK and European markets with ACA Mirabella.

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Cybersecurity

Build cyber and operational resilience with ACA Aponix^® cybersecurity experts for SEC cybersecurity risk management.

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Investment Performance

Stay compliant with GIPS^® standards and investment performance rules.

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Distribution

Facilitate compliance and product distribution through legal underwriting, registered representative licensing, and fund sponsorship.

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Training

Equip your team to effectively navigate regulatory changes. Whether you’re onboarding new members, updating existing staff, or participating in virtual training sessions, our courses cover the essential regulatory framework to navigate and apply compliance effectively.

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Partner with ACA for compliance excellence

Looking for a partner in GRC? Request a strategy session with our team to learn more about how ACA can help you launch, grow, and protect your business.

Unlock the full potential of your compliance program.

Our team of former regulators, compliance professionals, and technology experts brings extensive knowledge and experience to every engagement. We work closely with your firm to develop and implement effective compliance programs that mitigate risks and enhance operational efficiency.

Why ACA?

Experience the ACA advantage in compliance excellence. Our blend of expert knowledge, cutting-edge technology, and customized solutions is designed to boost efficiency, mitigate risk, and achieve outstanding results. Here’s what sets us apart: