Operational Resilience and Governance
The rise in cyber-attacks has highlighted the importance of developing robust policies, plans, and procedures to better protect your company from data breaches and efficiently recover from a cyber incident or significant business disruption. We can help your company implement a comprehensive information security program that enables you to identify and manage risks, foster a culture of security, and prepare for the unforeseen, but inevitable, incident with business continuity and incident response planning.
Aponix Protect™ comprehensive cybersecurity and technology risk solution
Aponix Protect helps firms address evolving cyber risks and threats to ensure that their cybersecurity needs are covered year-round. This solution is available in three tiers, each one designed to provide firms with a flexible, robust, responsive, and cost-effective cybersecurity program.
Latest insights

Budget Benchmarking Survey Series: Compare Your Cyber and Compliance Program Resources to Your Peers
Participate in our budget and staffing surveys to learn how your peers are allocating their program’s resources and prepare for the 2023 budgeting season.
- Compliance
- Cybersecurity

Operational Resilience in Focus, Part Two: Operational Resilience and Cyber
In part two of our Operational Resilience in Focus series, we will discuss the details of the cyber and information security resilience domain.
- Cybersecurity
- Cybersecurity Resources

Firms Receive Phishing Attempts From False FINRA and SIPC Domains
ACA confirmed several firms received a wave of phishing emails from fake FINRA email domains.
- Cybersecurity Resources
- Cybersecurity

Microsoft Notifies of Two Critical, Potentially Exploitable Vulnerabilities
Immediate Action is Advised to address two critical, potentially exploitable vulnerabilities: CVE-2022-30136 and CVE-2022-30190.
- Cybersecurity
- Cybersecurity Resources

Regulatory Horizon 2022 | Prepare for the Challenges of Tomorrow
Financial services firms face a bumpy ride in 2022, as the tectonic plates of regulatory change shift again within a rapidly evolving operating environment. Download our complimentary whitepaper to identify your GRC gaps before the regulator does:
- Compliance
- ESG
- AML and Financial Crime
- ComplianceAlpha
- eComms Surveillance
- FCA
- Managed Services
- Mirabella
- Privacy
- Cybersecurity

CISA Issues Emergency Directive and Cybersecurity Advisory for VMware Vulnerabilities
The Cybersecurity & Infrastructure Security Agency (CISA) issued Cybersecurity Advisory (CSA) AA22-138B and Emergency Directive (ED) 22-03 alerting users to active vulnerabilities susceptible to exploitation in several VMware products.
- Cybersecurity
- Cybersecurity Resources
News
New SEC Marketing Rule Master Class Podcast Released
We are pleased to announce the release of our new master class series on the SEC’s Marketing Rule! Sponsored by the NSCP and ACA Group and developed by Patrick Hayes, host of the Compliance In Context Podcast, and Carlo di Florio, ACA Group’s Global Advisory Leader.
ACA Group Selected as an AIFinTech100 Company for 2022
ACA Group has been named one of the 100 most innovative AIFinTech companies in the financial industry by FinTech Global.
2022 Investment Management Compliance Testing Survey Results Released
For the second year in a row, implementing the SEC’s Marketing Rule for Investment Advisers remains the number one worry for investment adviser compliance officers, according to the 2022 Investment Management Compliance Testing Survey.