The role of the Compliance Officer is a mandatory position in all firms in the Financial Services Industry. They play a major role in assisting Senior Management to ensure that appropriate and effective systems and controls are in place to achieve and maintain compliance with the applicable Rules. While the nature of the Compliance Function is likely to differ from one firm to another, this course provides an easy to follow breakdown of what the Regulator expects of a Compliance Officer and explains, in practical terms how the regulatory expectations and those of Senior Management can be achieved.
Penetration testing and vulnerability assessments play an important role in identifying network vulnerabilities that could be exploited by a hacker and lead to a breach. We can help your company reduce the chance of a breach.
We provide penetration testing and vulnerability assessment services that can help your company reduce the risk of the significant financial, operational, and reputational losses that can result from a breach. Upon completion of our assessment, we will provide a detailed report with key findings, vulnerabilities, and remediation techniques to enhance your company’s security and regulatory posture.
We perform an automated scan of your environment that detects vulnerabilities that could potentially be used by an attacker to exploit your network.
We will use controlled real-world attack vectors to exploit the vulnerabilities found on your network and identify key weaknesses that could lead to a cyber-attack.
Our credentialed ethical hackers will identify vulnerabilities in your network and attempt to exploit them to see how far a potential attacker could go and what sensitive information could be compromised.
Additional testing services
This test assesses the strength of the physical security controls in your data center, offices, etc.
This test assesses whether your wireless local area network meets security and performance requirements
We use social manipulation techniques to identify the types of information that can be extracted by an attacker prior to an attack.
We validate conditional access policies and multi-factor protections in your Office 365 environment.
ACA Group Announces ComplianceAlpha® 2021Q2 with New Features Designed to Help Financial Services Firms Meet Increasing Demands for Digitizing Compliance Programs
ComplianceAlpha 2021 Q2 introduces a suite of new features and sophisticated technology enhancements designed to help firms globally build more comprehensive and scalable GRC programs in line with the expectations of regulators, boards, management, clients, and investors.
Russell Investments Selects ACA Group’s ComplianceAlpha to Modernize Their Risk and Compliance Program from a Single Platform
Russell Invesments has selected ACA's ComplianceAlpha® to help modernize and streamline their compliance program.
The ever-increasing focus by the Regulators on the accountability of senior management, particularly when things go wrong, emphasises how important it is for individuals in senior positions to have a clear understanding of what is expected of them. This succinct course is designed to assist Senior Managers to have a full understanding of what they need to do to achieve compliance with the rules under the obligations created by the Senior Managers and Certification Regime (SMCR).
This course is specifically designed to assist Senior Management in meeting their statutory and regulatory obligations.