Welcome to the culmination of our seven-part series on Building a Gold Standard Compliance Program. In Session 7, we turn our attention to the ongoing challenge of updating and maintaining your compliance program to meet new and evolving business demands.
GRC Solutions for Hedge Funds
We work with hedge fund managers to provide innovative governance, risk, and compliance advisory services and technology solutions that enhance their operational and business processes.
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Our team can support you with industry challenges unique to hedge funds and your everyday needs by providing advisory consulting, managed services, technology solutions, and education and training.
As the regulatory framework becomes ever more complex, the requirement for training and enhanced staff knowledge and competencies becomes more important. Keep up to date on key regulatory and industry issues with in-person employee compliance training led by our consulting team and our e-learning courses.
Stay in compliance with the GIPS® standards and investment performance calculation expectations with a variety of solutions that aid firms with performance calculation methodology reviews and assessment of control and oversight framework.
We work with asset management firms throughout the world to facilitate compliance and product distribution through legal underwriting, registered rep licensing and chaperoning, and DTCC/NSCC fund sponsorship for all types of pooled investment vehicles.
Make decisions with confidence
Feel confident knowing that your consultants have the relevant and current regulatory and in-house expertise to be a trusted adviser and partner. Our staff includes former SEC, FINRA, CFTC, FCA, OCC, and state regulators along with former Chief Compliance Officers and senior compliance managers from prominent hedge funds and other financial institutions.
Increase efficiency and streamline processes
Build a scalable and resilient compliance program with our regulatory technology software platform backed by managed services support. Our solutions are designed to help your firm streamline processes, simplify day to day tasks, and ensure easy and comprehensive tracking of all activity across your firm.
Ease the burden of day to day tasks
Get more out of your day by relying on our team for recurring task work, filings, and surveillance. Our managed services can support you with your ongoing compliance responsibilities, including compliance testing, electronic communications reviews, and other operational tasks.
Gain peer insights
You will have access to unique insights, trends, and benchmarking data gathered from the largest network of clients in your market. Since inception, we’ve worked with thousands of hedge fund managers. We've worked with 85% of the top 100 hedge fund managers (Hedge Fund Alert, May 2020) with a diverse set of investment strategies and business operations.
Trade surveillance solutions
Regulators globally are using cutting-edge technologies to identify potential insider trading, market abuse, and other misconduct, resulting in record-breaking fines and enforcement. ACA’s trade surveillance solutions are designed to help your firm effectively, diligently, and proactively manage its firm-wide and employee trading risk in a way that meets regulatory expectations and industry best practices.
We offer a range of trade surveillance solutions designed to meet your firm’s business needs, including: market abuse surveillance, employee personal trading and code of ethics, trade blotter review, and holistic surveillance.
Read the latest news from our Hedge Fund Team
We are pleased to provide this latest update to keep you apprised of regulatory developments in the private fund and liquid alternatives space.
This white paper will explore the many compliance concerns asset managers should keep in mind when obtaining and utilizing alternative data to ensure compliance with the SEC's compliance rule.
In the first edition of our Hedge Fund Update we discuss recent industry news, settlements, and rulings. Read more to find out the latest news you may have missed.
Our leadership team
Introducing ACA Vantage for ESG; a straightforward and comprehensive solution to track and analyze ESG data, and support PE, private credit, and leveraged loan portfolios.
ACA Group (ACA) is honored to be recognized by the exchange-traded fund (ETF) industry for two awards during the 2023 ETF Express U.S. Awards.
ACA released two new solutions aimed at helping private fund managers worldwide comply with the recently adopted SEC Private Fund Adviser Rules.