SEC Examinations: What to Expect and How to Prepare
Hear from our experienced ACA Wealth experts who will discuss SEC examinations, including what to expect, what we’re seeing in the current landscape, and how to prepare.
Webcast
GRC Solutions for Hedge Funds
We work with hedge fund managers to provide innovative governance, risk, and compliance advisory services and technology solutions that enhance their operational and business processes.
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Make decisions with confidence
Feel confident knowing that your consultants have the relevant and current regulatory and in-house expertise to be a trusted adviser and partner. Our staff includes former SEC, FINRA, CFTC, FCA, OCC, and state regulators along with former Chief Compliance Officers and senior compliance managers from prominent hedge funds and other financial institutions.
Increase efficiency and streamline processes
Build a scalable and resilient compliance program with our regulatory technology software platform backed by managed services support. Our hedge fund compliance service solutions are designed to help your firm streamline processes, simplify day to day tasks, and ensure easy and comprehensive tracking of all activity across your firm.
Ease the burden of day to day tasks
Get more out of your day by relying on our team for recurring task work, filings, and surveillance. Our managed services can support you with your ongoing compliance responsibilities, including compliance testing, electronic communications reviews, and other operational tasks.
Gain peer insights
You will have access to unique insights, trends, and benchmarking data gathered from the largest network of clients in your market. Since inception, we’ve worked with thousands of hedge fund managers. We've worked with 85% of the top 100 hedge fund managers (Hedge Fund Alert, May 2020) with a diverse set of investment strategies and business operations.
Solution Spotlight
Trade surveillance solutions
Regulators globally are using cutting-edge technologies to identify potential insider trading, market abuse, and other misconduct, resulting in record-breaking fines and enforcement. ACA’s trade surveillance solutions are designed to help your firm effectively, diligently, and proactively manage its firm-wide and employee trading risk in a way that meets regulatory expectations and industry best practices.
We offer a range of trade surveillance solutions designed to meet your firm’s business needs, including: market abuse surveillance, employee personal trading and code of ethics, trade blotter review, and holistic surveillance.
Read the latest news from our Hedge Fund Team
Hedge Fund Quarterly Update 2022 Q1
We are pleased to provide this latest update to keep you apprised of regulatory developments in the private fund and liquid alternatives space.
Article
- Compliance
White Paper: Does the Use of Alternative Data Require Alternative Compliance Measures?
This white paper will explore the many compliance concerns asset managers should keep in mind when obtaining and utilizing alternative data to ensure compliance with the SEC's compliance rule.
Report
- Compliance
Hedge Fund Update: News You May Have Missed
In the first edition of our Hedge Fund Update we discuss recent industry news, settlements, and rulings. Read more to find out the latest news you may have missed.
Article
- Compliance
News
SEC Private Fund Unit Veteran Michele Foldenauer Joins ACA Group to Co-Lead Tech-Enabled Mock Examination Team
ACA Group is excited to announce that Michele Foldenauer has joined ACA Group as a Managing Director and a leader of our tech-enabled Mock Examination Team.
ACA Group Named a 2024 DataTech50 Provider
ACA Group acknowledged as one of the most innovative tech companies offering data management solutions in financial services
ACA Group Expands U.S. Compliance Team with Former SEC and FINRA Regulators, In-House CCOs, Seasoned Regulatory Consultants, and Attorneys
We are committed to meeting the needs of our clients. This year, we have made several notable additions to the team to help us to continue to operate at the forefront of the compliance industry. Learn more about our team.