ACA has gathered all the common best practices of performance teams complying to the GIPS standards and will discuss the most common question we receive from clients, "What do other firms do?"
Our GRC solutions
Our solutions integrate expert consulting, on-demand managed services, and our scalable ComplianceAlpha® technology platform that help over 3,500 leading Financial Services firms protect and grow their business.
Addressing complex GRC challenges across your firm
- Regulatory Change
- Risk Mitigation
- Cyber & Operational Resilience
- Digital Transformation
- Resource Constraints
- Oversight & Transparency
- Scalability & Optimization
- Key Person Risk
Delivering scalable GRC solutions tailored to your business
- Expert consulting: Strengthen your compliance program and gain clarity on regulatory change and industry best practices
- On-demand managed services: Maximize your firm's time and efficiency by offloading manual and time-consuming tasks
- Scalable, award-winning technology: Build a more comprehensive and resilient compliance program with ComplianceAlpha®
Michael Borts has joined the firm as Chief Technology Officer (CTO) to lead ACA’s technology development, vision, and strategy. In his role, he will oversee all product development for ACA’s award-winning ComplianceAlpha® regulatory technology platform and technology enablement at the firm.
The acquisition of Catelas further enhances the holistic surveillance capabilities of ACA’s RegTech platform. Catelas’ patented technology automates the mapping of how people connect and form groups within a firm, isolates collusion risk, and detects high-risk behaviors.
ACA Group (ACA), a leading provider of governance, risk, and compliance (GRC) advisory services and technology solutions, today announced that it has entered into a strategic partnership with the Investment Adviser Association (IAA), a leading organization dedicated to advancing the interests of investment advisers.
The role of the Compliance Officer is a mandatory position in all firms in the Financial Services Industry. They play a major role in assisting Senior Management to ensure that appropriate and effective systems and controls are in place to achieve and maintain compliance with the applicable Rules. While the nature of the Compliance Function is likely to differ from one firm to another, this course provides an easy to follow breakdown of what the Regulator expects of a Compliance Officer and explains, in practical terms how the regulatory expectations and those of Senior Management can be achieved.
Join ACA Aponix for a review of the top 5 concerns identified by our clients and the actions they plan to take to increase their first line of defense against bad actors.