Technology Feature Release: Meet Your IAR Continuing Education Requirements with ACA
If your firm has Investment Adviser Representatives (IARs) who are registered in a jurisdiction that has adopted the North American Securities Administrators Association (NASAA) IAR Continuing Education (CE) Model Rule, your IARs must complete 12 hours of NASAA-approved CE each year. That includes: 6 credits in ethics and professional responsibility 6 credits in products and […]
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