News and Announcements

ACA Group Recognized on ESGFinTech100 Among Top Industry Innovators

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We are thrilled to announce that ACA Group has earned a spot on the prestigious 2024 ESGFinTech100 list, joining the ranks of the world’s most innovative ESG technology providers. This recognition reflects our deep commitment to providing financial services firms with the technology and expertise they need to navigate the evolving global ESG regulations and […]

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Financial Services Firms Lag in AI Governance and Compliance Readiness, Survey Reveals

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New York and London, October 29, 2024 – Despite eagerness to leverage artificial intelligence (AI), financial services firms lack formal AI governance frameworks, testing protocols, and third-party oversight, according to the 2024 AI Benchmarking Survey, a joint project of ACA Group’s ACA Aponix and the National Society of Compliance Professionals (NSCP), released today at the

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ACA Named Best ETF Distributor for Consecutive Year at 2024 ETF Express US Awards

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We are proud to announce that ACA Group’s (ACA) distribution division, ACA Foreside, has been recognized as the Best ETF Distributor at the 2024 ETF Express US Awards. This prestigious honor was presented during an awards ceremony on October 24th in New York City, celebrating another consecutive win for our team in this competitive industry

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Former SEC Leader Robert Baker Joins ACA Group's Tech-Enabled Mock Examination Team

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We are pleased to announce that Robert Baker, JD, CFA has joined ACA Group (ACA) as a Managing Director, bringing nearly two decades of experience from various leadership roles in the Examination and Enforcement Divisions at the U.S. Securities and Exchange Commission (SEC). Robert will co-lead our tech-enabled Mock Examination Team alongside Michele Foldenauer, combining

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ACA Group Broadens Global Footprint Through Acquisition of the Effecta Compliance Group

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New York, London, Dubai, October 16, 2024 — ACA Group (ACA), the leading provider of governance, risk, and compliance (GRC) solutions to clients in the financial services industry, today announced that it has acquired the Effecta Compliance Group (Effecta), a regulatory consultancy practice that supports financial services firms throughout the United Kingdom (UK) and the

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No Conversation Left Behind: ACA's Advanced Communication Channel Capture for Total Oversight

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As regulators heighten their scrutiny of electronic communications, ensuring comprehensive capture and archiving has never been more critical. Firms face increasing challenges to maintain compliance across a growing range of digital communication platforms, from traditional email and phone calls to newer platforms such as social media, text message, and collaboration tools. ACA’s eComms Archive and

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ACA Aponix Celebrates 10-Year Anniversary and National Cybersecurity Month

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New York, NY, October 1, 2024 – ACA Aponix®, a division of ACA Group®, proudly celebrates its 10-year anniversary this October. Over the past decade, ACA Aponix has become a trusted leader in cybersecurity and privacy risk management, helping financial services firms navigate an increasingly complex digital landscape. The anniversary coincides with National Cybersecurity Month,

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ACA Group Enhances eComms Technology Solutions Suite with Next-Generation Archive Capabilities

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New York and London, September 17, 2024 – ACA Group (ACA), the leading governance, risk, and compliance (GRC) advisor in the financial services industry, today unveiled a significant upgrade to its eComms Technology Solutions suite within the ComplianceAlpha® platform. This enhancement introduces advanced archive capabilities designed to offer greater efficiency and control to ACA Group’s

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SEC Private Fund Unit Veteran Michele Foldenauer Joins ACA Group to Co-Lead Tech-Enabled Mock Examination Team

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We’re excited to announce that Michele Foldenauer has joined ACA Group as a Managing Director and a leader of our tech-enabled Mock Examination Team. With over 20 years of experience in the securities industry, Michele brings a deep well of knowledge and expertise that will significantly benefit both our clients and our advisory team. Coupled

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