News and Announcements

Technology Feature Release: Workflow Access Management

Automating User Management in ComplianceAlpha® Through Workflow Access Management At ACA, we remain committed to advancing the efficiency, accuracy, and scalability of our clients’ compliance operations. One of the most persistent administrative challenges for compliance teams is managing user access, including onboarding new users, updating permissions, and deactivating accounts when roles change or employment ends. […]

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Technology Feature Release: Enhanced Noise Reduction

Smarter Noise Reduction for More Focused Reviews Compliance teams do not struggle with misconduct volume; they struggle with content volume. Each day, reviewers face queues filled with bulk emails, marketing campaigns, and automated system alerts. These messages rarely present risk, yet they consume valuable time and attention. Enhanced Noise Reduction, a new feature of ComplianceAlpha®’s

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ISP Provides AI-Powered Oversight for Employee Trading Compliance 

At ACA, we’re committed to delivering innovative solutions that simplify and enhance compliance oversight. We now offer Intelligent Statement Processing (ISP), a powerful new feature designed to transform how compliance teams manage and monitor personal trading activity. The Challenge: Gaps in Brokerage Feed Coverage Electronic brokerage feeds have long been a cornerstone of personal trading

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ACA Group Expands U.S. Footprint With New Durham, North Carolina Office

New York, NY — June 23, 2026 — ACA Group (ACA), the leading governance, risk, and compliance (GRC) advisor in financial services, has established its newest office in Durham, North Carolina. The new location serves as ACA’s innovation and technology center, housing a growing team of engineers, data scientists, and product developers focused on advancing

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ACA Group Appoints Trey Loughran as Chief Executive Officer

Veteran financial services executive to lead the next phase of growth for the leading GRC platform in financial services. Patrick Olson appointed Vice Chairman NEW YORK, June 1, 2026 – ACA Group (ACA), a leading governance, risk, and compliance (GRC) solutions provider in financial services, today announced the appointment of Trey Loughran as Chief Executive

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AI Use in Financial Services Compliance and Operations Is Widespread But Shallow, ACA Group Survey Finds

84% of financial services firms report using AI, but fewer than one in five compliance functions have deployed it in practice – and operations lags even further behind New York, NY — May 28, 2026 — Despite widespread awareness and experimentation, artificial intelligence adoption in financial services compliance and operations remains shallow and largely informal,

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ACA Group Wins Two Honours at 2026 HFM European Services Awards

ACA Group is proud to share that we have been recognised with two awards at the 2026 HFM European Services Awards: Best Innovation in AI and Best Integrated Surveillance Firm. These honours reflect our commitment to delivering trusted, integrated solutions that help clients strengthen governance, risk, and compliance (GRC), while navigating an increasingly complex market.

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Smarter Risk Assessment for Modern Compliance Teams through AI Insights

Gain AI Insights That Support Reviewers Our ComplianceAlpha® eComms Risk Assessment, powered by Encore AI, is designed to help compliance teams understand and evaluate the potential risks surfaced in flagged communications more quickly. This feature adds a layer of intelligent context, highlighting why something might be risky and helping reviewers make faster, more confident decisions.

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Technology Feature Release: Meet Your IAR Continuing Education Requirements with ACA

If your firm has Investment Adviser Representatives (IARs) who are registered in a jurisdiction that has adopted the North American Securities Administrators Association (NASAA) IAR Continuing Education (CE) Model Rule, your IARs must complete 12 hours of NASAA-approved CE each year. That includes: 6 credits in ethics and professional responsibility 6 credits in products and

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Portfolio BI and ACA Group Partner to Deliver Integrated Performance Measurement Solution

Portfolio BI (“PBI”), a data solutions and cloud infrastructure services provider for alternative asset managers, and ACA Group (“ACA”), a leading governance, risk, investment performance, and compliance advisor in financial services, announced a strategic partnership to deliver a seamless, integrated performance measurement and oversight solution for asset managers and institutional investment firms. The partnership combines

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