ACA Foreside was also named Best ETF Regulatory/Compliance Adviser, marking its fourth award in the category since 2022. ACA Group (ACA), a leading governance, risk, and compliance (GRC) advisory and technology firm serving the financial services industry, today announced that ACA Foreside, the firm’s distribution and compliance services business, has earned two awards in the
ACA Group receives recognition across risk data analytics, regulatory reporting, AI innovation, operational risk, and advisory services. ACA Group has been named to the Chartis RiskTech100, ranking among the world’s leading risk technology providers. The recognition includes category honors spanning Risk Data Analytics, Regulatory Reporting, AI and Operating Model Innovation, GRC, and Advisory. Together, these
ACA Group Named to 2027 Chartis RiskTech100 Read More »
Protect Your Code of Ethics Program During Compliance Technology Migrations Changing personal trading compliance platforms can create significant operational and data-management challenges. Yet for many firms, migrating years of employee compliance data, brokerage account information, transactions, certifications, and disclosures can feel overwhelming. Data quality concerns, system limitations, resource constraints, and tight deadlines often turn a
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Automating Expert Network Compliance with AI ACA has released Pre-Call Screening, a new feature within its Research Compliance Solutions suite powered by Encore AI. This innovation helps investment firms automate the compliance review and approval of experts before expert network calls, addressing a long-standing operational and compliance challenges. Automating a Manual, Fragmented Process Expert network
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Unify Investor Screening, Monitoring, and KYC Management with FinCrime Risk Surveillance Financial institutions face increasing pressure to identify financial crime risks early, maintain effective investor due diligence programs, and demonstrate defensible compliance processes to regulators. Yet many firms still rely on disconnected tools and processes for screening, monitoring, Know Your Customer (KYC), and Customer Identification
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ACA Recognized for Expertise in Regulatory and Compliance, Risk Management, and Sustainability and ESG. ACA Group, a leading governance, risk, and compliance (GRC) solutions provider in financial services, today announced that it has been named to Business Insider’s America’s Top Management Consulting Firms list for 2026. ACA was recognized for its expertise across three practice
ACA Group has been named one of CNBC’s World’s Top Fintech Companies for 2026. The recognition reflects the growing role of technology, regulatory expertise, and managed services in helping financial services firms address governance, risk, and compliance requirements. This year marks the first time CNBC has included a dedicated RegTech category, recognizing companies that provide
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Is Your Website Content Ready for a Regulatory Review? Landing pages, product overviews, blogs, and downloadable materials are all subject to recordkeeping requirements. Yet website content is one of the most overlooked aspects of a firm’s compliance program. Pages change constantly; sign-offs may remain in email threads or homegrown spreadsheets, and manual PDF exports may
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ACA is proud to congratulate Clare Curtis, Head of ACA Effecta, on being named one of Inc. Arabia’s Women of Influence 2026. From more than 300 entries, Inc. Arabia selected 60 women shaping business across Middle East and North Africa (MENA), and Clare is one of them. The recognition highlights Clare’s leadership in the UAE
Clare Curtis Recognized in Inc. Arabia’s Women of Influence 2026 Read More »
Washington, D.C. – July 29, 2026 – AI has emerged as the overwhelming top compliance priority for investment adviser firms, according to the 2026 Investment Management Compliance Testing (IMCT) Survey, released today by the Investment Adviser Association (IAA), ACA Group (ACA), and Yuter Compliance Consulting (YCC). The survey found that 85% of respondents identified AI
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